Skip to content Nasdaq Trade Surveillance Expands with Data Discovery Capability Can voluntary corporate (in)actions lead to mandatory retribution? Whales help create winners in the wake of MiFID II Why US research houses need less talk and more action in response to SEC letter Is Brexit Causing MiFID II to Fail in Delivering on its Promises? Market Abuse Regulation three years on: is this still a priority for the regulator? How to save millions, and your people, with automation The key to remaining compliant amid complex financial regulations is understanding data lineage More with less: The evolving state of the sales function within investment banks Securities lending 2.0: bringing the sharing economy to capital markets Why Communications Compliance Is a Priority for Financial Services Firms MiFID II Impact on Investment Research Why are capital markets still managing by policy Can regional banks across APAC stop market data costs from spiralling out of control? The challenges of complying with conflicting regulations: reality versus practicality It’s not done yet: MiFID II’s long-term implications Insuring against a future financial crisis – staying compliant and off the front pages Legal Opinions – it is time to break the cycle of remediation MiFID II – A hidden sales opportunity? Top tips for securing your financial institution The marketing challenges facing the financial services industry The Path to Proactive and Pragmatic Financial Compliance New study by consultancy zeb reveals after decades of continuous growth the asset management industry is confronted with major structural challenges Do You Want the World’s Most Expensive Chatroom? Regulator Imposes $40m Fine for Market Manipulation The 2019 Morgan McKinley Salary Guide: Organisations’ hiring plans for 2018 hold up despite Brexit unpredictability Are technological developments outrunning compliance? How robust is your encryption strategy? Data Protection World Forum answers all your data security questions Fenergo Launches Client Lifecycle Management (CLM) Solution for Natixis eComms Compliance Challenges under MiFID II and MAR Flow Traders taps into Corvil’s Predictive Analytics to simplify Intraday Risk Management Middle East in Focus: A Changing Compliance Landscape CISI awards 2018/19 Chartered Wealth Manager Scholarship of £2,500 Nucleus195 launches Global Distribution Research Platform All those in favour say AI BSO and Hoptroff brings new ‘plug-and-play’ time-stamping service to market Hybrid wins at PIMFA FinTech Conference 2018 What is increasing asset manager interest in RegTech? The Governance, Risk & Compliance Conference at Data Protection World Forum Thomson Reuters supports Trax MiFID II reporting and SI determination services with comprehensive data Capturing Communications isn’t Compliance – RegTech and the Path to a Simpler Day Job Data holds the key to smart decision-making ClauseMatch becomes the first RegTech to join the newly launched Investment Association’s FinTech membership category 98.5% of asset management firms are eroding trust by not using plain language Life in the post-LIBOR world The future of investment research If Facebook can’t get its data house in order, what hope have banks got? USAVE Blockchain partners with GMEX to build secure digital exchange for physical gold JHC Broadens Scope Of Partnership With Europe’s Leading Regulatory Data Exchange Freespee announces €9.5 million in strategic investment from Verdane Capital Optimise the Implementation of the SFTR China Forex Expo 2018 TradeTech EU Trade TechFX Are Your “Free” Voice & Messaging Apps Secure And Compliant? RSRCHXchange adds analyst interaction functionality to its research marketplace Excelian, Luxoft Financial Services expands its Wealth Practice with new UK lead Fonetic appoints investment banking stalwarts to new advisory board High Yield Listings on TISE: A Well-trodden Path GFT Study Reveals the Banking Industry is More Excited by the Disruptive Potential of Cloud Computing Than its Ability to Simply Reduce Costs Investment banks welcome public cloud adoption for innovation first, not cost reduction Plato Partnership appoints Mike Bellaro as CEO 40% of financial firms at risk of MiFID II penalties, research reveals Brexit fear and uncertainty still a major concern for funds industry, although overall optimism is high Value Protocol aims to solve blockchain’s biggest drawback – authenticity Metro Bank Provides It Resource Specialists With Tailor-Made Invoice Finance Facility MiFID II – transforming the investment research ecosystem Skills shortage top fear for UK financial services Smaller financial firms likely to struggle with ‘game changing’ GDPR RegTech Firm Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation RSRCHXchange survey reveals MiFID II is driving global standards for research unbundling Itiviti Becomes First Vendor to Certify With Singapore Exchange for Fully Automated Recovery Solution The Republic of Srpska Is Going To Hold Fixed Income Investor Meetings In Vienna, Zurich, Geneva, Frankfurt, Luxembourg and London Sopra Steria Appoints Craig Wilson to Lead Financial Services Dentons launches Italian Desk in London led by new hire Gianpaolo Garofalo Scope announces Huebner as Head of Communications Asset managers turn to emerging technologies as regulatory dust settles A high price doesn’t necessarily deliver the best results Solgari Forum WebRTC meeting service released to make online meetings simple to use & to meet GDPR & MiFID II compliance requirements Traders split on success of MiFID II Thomson Reuters Expands Buy-Side Research Offering on Eikon with Addition of Deutsche Bank, Kepler Cheuvreux and European Securities Network’s Research Extracting business value from regulatory compliance; the importance of effective information management Smartkarma launches Boost Research, the first grassroots accelerator to support investment analysts develop independent research businesses Safe, Smart Twitter for Finance now available on the move Qualcomm Announces Private Exchange Offers for Four Series of Notes Open to Certain Investors Reviving the investment research market Why cavity wall insulation is the new PPI KiteEdge launches The Ontology Project to bring together the Asset Management Community Northern Trust Bolsters Institutional Brokerage With Experienced Hire Solgari releases GDPR & MiFID II Compliant SMS service as part of Integrated Omni-Channel Cloud Communications platform Poland Becomes World’s First to put Banking Records on the Blockchain Voice Recognition:The new normal for the insurance industry? How can wealth management firms become compliant with EU GDPR? Ethics are increasingly important to investment professionals’ careers, new CFA UK survey reveals Hiring for regulatory changes dominates Accounting & Finance recruitment New Survey Reveals Most Financial Firms are Not Prepared for GDPR Regulatory Déjà Vu Innovative Technology Will Help the Finance Sector with Compliance SocieteGenerale selects big xyt’s Liquidity Cockpit for enhanced equities trading activity analysis Liberum selects TeleWare for MiFID II compliance solution Saxo Bank wins Best Mobile Trading Initiative at Sell Side Technology Awards Truss Edge launches in Europe to support hedge funds and ETFs with portfolio management tasks HubStor and Red Box Recorders Partner to Bring Voice Archiving Compliance to Microsoft Azure SteelEye and Baringa Partners announce partnership to target RegTech market Hastings Insurance Brokers chooses Solgari to deliver GDPR Compliant Cloud Business Communications Solution Tier1CRM Welcomes Doug Christensen as its First Vice President of Strategy Beyond the Deadline: What does ongoing GDPR compliance really look like? Global Regulations Declare “Holistic Surveillance”A Must-Have Steeleye Announces Technology Partnership With Cloud Communications Specialist Solgari Triggered by Regulation – Why the Need to Comply is Driving Financial Services Firms to Adopt Data Management Best Practice Are financial institutions ready for the Fourth Industrial Revolution? Asset managers may face Q1 research bill shock MAJOR BANKS ADOPT DROIT FULLY-DIGITIZED MIFID II TRADE COMPLIANCE SOLUTION GOLDENSOURCE INTEGRATES TRAX REPORTING SERVICES TO HELP BANKS AND ASSET MANAGERS MEET MIFID II REQUIREMENTS BIG XYT DELIVERS ENHANCED TRANSPARENCY ON SI VOLUMES UNDER MIFID II SHIELD FC LAUNCHES NEW VERSION OF ECOMMS DATA MANAGEMENT PLATFORM AND COMPLIANCE REPORTING SUITE SMARTKARMA OPENS FRANKFURT OFFICE TO SUPPORT THE BUILD-OUT OF ITS RESEARCH NETWORK ACROSS CONTINENTAL EUROPE BREXIT ISSUES TO CONSIDER FOR LOAN DOCUMENTATION FINANCIAL SERVICES OPERATIONS RECRUITMENT EXPECTED TO BULK MIDDLE OFFICE TEAMS SGX COLLABORATES WITH FINTECH FIRM SMARTKARMA TO ROLL-OUT C-SUITE PILOT PROGRAM FOR BANKS, THE TIME TO UTILITIZE WAS YESTERDAY REGTECH WILL REDUCE WEALTH MANAGEMENT COMPLIANCE BUDGETS, SAYS GLOBALDATA MIFID II – THE FINAL NAIL IN AN OUTDATED LEGAL PROCESS? VOLANTE TECHNOLOGIES SUPPORTS SWIFT STANDARDS RELEASE 2018 SMARTKARMA LAUNCHES PREMIUM SERVICES, OFFERING A FULL SUITE OF INDEPENDENT, MIFID II COMPLIANT RESEARCH SERVICES TO THE BUY-SIDE EXCELIAN, LUXOFT FINANCIAL SERVICES DELIVERS MIFID II COMPLIANT ORDER MANAGEMENT SYSTEM FOR GLOBAL TRADING HOUSE C-SUITE PRIORITIES FOR 2018 ORTEC FINANCE BECOMES THE LATEST OFFICIAL PARTNER ON AVALOQ’S SOFTWARE EXCHANGE PLATFORM MORGAN MCKINLEY LONDON EMPLOYMENT MONITOR: THE YEAR OPENS WITH RECORD JOBS LOW CYBER READINESS REPORT A REMINDER OF FINANCIAL SERVICES FIRMS’ COMPLEX SECURITY NEEDS WHAT ARE THE GOVERNANCE, RISK AND COMPLIANCE TRENDS SET TO SHAPE 2018? HOW BANKS CAN MAKE THE MOST OF TECHNOLOGY IN 2018 SOLGARI & TENX2 ANNOUNCE GLOBAL GROWTH PARTNERSHIP TO DELIVER COMPLIANT, INTEGRATED OMNI-CHANNEL CLOUD COMMUNICATIONS SERVICES REGULATION IMPACTS THE CONTRACTOR MARKET SPEAKERBUS AND INSIGHTFUL TECHNOLOGY CREATE UNIQUE PARTNERSHIP TO DRIVE COMPLIANCE AND BUSINESS EFFICIENCY THROUGHOUT THE TRADING LIFECYCLE A SIMPLER WAY TO FIND YOUR NEXT INVESTOR SMARTKARMA EXPANDS TO NORTH AMERICA WITH ITS INNOVATIVE RESEARCH PLATFORM FOR UNCONFLICTED AND INDEPENDENT RESEARCH IN ASIAN EQUITIES STARLEAF DELIVERS SOLUTION FOR MIFID II COMMUNICATIONS COMPLIANCE THE ANNUAL MORGAN MCKINLEY SALARY GUIDE: GDPR AND IR35 DRIVING RECRUITMENT IN LONDON DESPITE BREXIT COMPLIANCE AND REGULATION ARE TOP CFO PRIORITIES FOR 2018 SOLGARI ANNOUNCES NEW INVESTMENT IN PRODUCT ENHANCEMENT AND SALES CHANNEL ACCELERATION LEIS- THE NEW GLOBAL LICENCE PLATE? BE HONEST – WE’RE ONE YEAR IN BUT HAVE YOU DONE ANYTHING ABOUT THE FCA’S WIND DOWN GUIDELINES? FINANCIAL COMPLIANCE: RULE, REGULATIONS AND THE INVESTMENT INDUSTRY’S INTERNAL COMMUNICATIONS PROBLEM THOMSON REUTERS GOES LIVE WITH KEY MIFID II SERVICES TO HELP POWER FINANCIAL SERVICES INDUSTRY COMPLIANCE SYNECHRON IDENTIFIES BIGGEST FINANCIAL SERVICES TECHNOLOGY TRENDS FOR 2018 THE END OF ENTERPRISE DATA MANAGEMENT AS WE KNOW IT: RADICAL CHANGES TO THE SOURCING, MASTERING AND DISTRIBUTION OF FINANCIAL DATA WHAT IS MIFID II AND HOW WILL IT IMPACT SMES HALF OF UK BUSINESSES ADMIT THEY DON’T KNOW MIFID II DEADLINE ALPHAMETRY LAUNCHES RESEARCH UNBUNDLING GUIDE FOR ASSET MANAGERS MICRO FOCUS TACKLES COMPLIANCE REQUIREMENTS ACROSS GDPR, MIFID II AND MORE WITH DIGITAL SAFE 10 GFT APPOINTS CRAIG PARFITT AS HEAD OF STRATEGY – ENGINEERING FOR THE ATLANTIC REGION, TO GROW ARTIFICIAL INTELLIGENCE, COGNITIVE AND MACHINE LEARNING CAPABILITIES GLOBALLY SHAWBROOK BANK STRENGTHENS RISK MANAGEMENT CAPABILITIES WITH HOSTED SPREADSHEET MANAGEMENT SOLUTION TOP 7 FINANCIAL SERVICES TRENDS THAT WILL DOMINATE 2018 MIFID II IS APPROACHING – IS YOUR BUSINESS READY? SPEAKERBUS EXPANDS ASIAN REACH WITH NEW REGIONAL OFFICE IN KUALA LUMPUR FIDOR BANK – PREDICTIONS FOR 2018 UK BUSINESSES STILL UNPREPARED JUST WEEKS AHEAD OF DEADLINE FIVE RULES TO COPE WITH THE RADICAL CHANGES MIFID II IMPOSES ON FINANCIAL COMMUNICATION SYSTEMS GOLDENSOURCE LAUNCHES NEW SOLUTION TO RELEASE IT AND REGULATORY REPORTING SHACKLES FOR ASSET MANAGERS BRICKVEST – REAL ESTATE OUTLOOK FOR 2018 NEW LAW TRANSPOSING MIFID II INTO CYPRUS LAW – MAIN LEGISLATIVE CHANGES FINANCE SECTOR FACES THREE PRONGED CHALLENGE ON CONSUMER DATA WHY REGTECH WILL PLAY ITS WINNING HAND IN 2018 INTEGRAL ANNOUNCES APPOINTMENT OF VIKAS SRIVASTAVA TO CHIEF REVENUE OFFICER DERIVATIVES SERVICE BUREAU REPORTS RISE IN REGISTRATIONS PIMFA INAUGURAL ANNUAL SUMMIT TACKLES KEY ISSUES FOR THE INDUSTRY SMARTKARMA RAISES SERIES B ROUND LED BY SEQUOIA RULES OF ENGAGEMENT CORVIL UNVEILS NEW UTC TRACEABILITY SOLUTION FOR MIFID II AND CAT COMPLIANCE MIFID II – 100 DAYS OUT ALPHAMETRY TARGETS MIFID II, TRANSFORMING RESEARCH PROCUREMENT ROI FOR THE BUY-SIDE TRADING FIRMS CANNOT AFFORD MIFID II COMPLIANCE COMPLACENCY MIFID II: UK FINANCIAL SERVICES SECTOR RISKS NON-COMPLIANCE AND €5M FINES THROUGH LACK OF AWARENESS, ACCORDING TO RESEARCH FROM NPL MORE FIRMS SELECT DUCO FOR MANDATORY MIFID II RECONCILIATION 40 BUY SIDE LEADERS TO PRESENT AT TRADETECH ASIA 2017 IN SINGAPORE REPORT FINDS 48% OF ASSET MANAGERS THINK REGULATION WILL CAUSE MOST DISRUPTION IN FUTURE DC THOMSON INVESTS IN ERIC TO ENHANCE MIFID II READY UNBUNDLED RESEARCH PROVISION BANKS NEED TO RESPOND TO RAPIDLY CHANGING CUSTOMER PREFERENCES, DIGITAL INTERFACES AND PLATFORM BUSINESSES TO THRIVE POST-CRISIS NPL AND QUANTHOUSE PARTNER TO PROVIDE NPLTIME® PRECISE TIMING SERVICE TO MEET DEMAND AHEAD OF MIFID II IMPLEMENTATION NEW REPORT INTO DATA QUALITY CONTROL CONFIRMS LACK OF READINESS FOR MIFID II FIND OUT HOW MUCH YOUR WEALTH MANAGER IS REALLY CHARGING YOU, SAYS NETWEALTH SMARTKARMA EXPANDS INTO EUROPE TO BRING INNOVATION AND TRANSPARENT PRICING TO EUROPEAN INVESTMENT RESEARCH, ADDRESSING MIFID II CONCERNS 5TH EDITION OPTIMISING FUNDAMENTAL REVIEW OF THE TRADING BOOK 8TH ANNUAL OPERATIONAL RISK MANAGEMENT IN THE DIGITAL AGE CISI ANNOUNCES MIFID II SEMINAR PARTNERSHIP WITH THOMSON REUTERS TORA INTEGRATES OTAS ANALYTICS TO HELP CLIENTS GENERATE ALPHA AND MEET MIFID II BEST EXECUTION REQUIREMENTS PLATO PARTNERSHIP TO PROVIDE ACADEMICS WITH ACCESS TO BMLL DATA PLATFORM UNDER EUROPEAN MARKET STRUCTURE RESEARCH NETWORK NPL PARTNERS WITH NEXGEN NETWORKSTO EXPAND NPLTIME® PRECISE TIMING SERVICE ACROSS EUROPE CLUSTERSEVEN FACILITATES TRANSPARENCY AND CONTROL OF BUSINESS-CRITICAL SPREADSHEETS TO STREAMLINE AUDIT PROCESSES WHAT IS MIFID II? MIFID II: UNBUNDLING LESSONS FROM OTHER INDUSTRIES TRAX MIFID II APA APPROVED BY FINANCIAL CONDUCT AUTHORITY LEGACY SYSTEMS: THE NEXT FINANCIAL CRISIS? PEGASYSTEMS RANKED AS TOP CATEGORY LEADER IN KYC SYSTEMS BY CHARTIS RESEARCH LATEST ESMA Q&A DOCUMENT CLEARS UP MIFID II GREY AREAS MIFID II; KEEP CALM, COMPLIANT AND IN THE CLOUD IRELAND UNLOCKS UK FINANCIAL SERVICES GROWTH IN NEW REGULATORY LANDSCAPES MACKEYRMS ANNOUNCES INTEGRATION OF ONEACCESS’ CORPORATE ACCESS & INTERACTIONS DATA THE MIFID II COUNTDOWN CHECKLIST 90% OF BUY-SIDE FIRMS ARE AT RISK OF NON-COMPLIANCE BY MIFID II DEADLINE, JWG SURVEY FINDS HOW REGTECH WILL PUT COMPLIANCE ON THE FRONT FOOT MARKET REGULATIONS MiFID II implications on Investment Research RESEARCH UNBUNDLING – THE RACE FOR INNOVATION WHY SHOULD WE CARE ABOUT HIGH-FREQUENCY TRADING WHEN THE MARKET EXISTS FOR THE INVESTOR? ARTICLE FOR GLOBAL BANKING & FINANCE REVIEW FROM SIMON-KUCHER & PARTNERS BUY-SIDE TRADING FIRMS NEED TO CHANGE TRADING BEHAVIOURS FOR SMOOTH MIFID II PROCESS CISI DEAL WITH BALTIC FINANCIAL ADVISERS ASSOCIATION GOOD FOR CONSUMERS AND PRACTITIONERS DUCO DOUBLES REVENUE AND EXPANDS GLOBAL FOOTPRINT MISYS REGULATORY REPORTING TOOL HELPS BANKS BEAT MIFID II DEADLINE BRICKNODE HELPS BROKERS AND ASSET MANAGERS BECOME MIFID II COMPLIANT AXIA: ADVISORY SERVICE CAPABILITIES ENHANCED, MIFID II-READY DATAART JOINS FIX TRADING COMMUNITY OPUS TO REVOLUTIONIZE THE INTEGRATION OF ENTITY REFERENCE DATA INTO BUSINESS PROCESSES WITH NEW RESOLVE API FAR-REACHING CONSEQUENCES: THE IMPLICATIONS OF MIFID II JHC PARTNERS WITH DELTA FINANCIAL SYSTEMS TO INTEGRATE SIPP FUNCTIONALITY REGULATORY COSTS EXPECTED TO MORE THAN DOUBLE FOR FINANCIAL SERVICES FIRMS, ACCORDING TO SURVEY FROM DUFF & PHELPS INVESTEC BOLSTERS RESEARCH TEAM WITH TWO NEW HIRES, DEEPENING THEIR RESEARCH SERVICE OFFERING AHEAD OF MIFID 2 PLATO PARTNERSHIP AND LIQUIDMETRIX RESEARCH TO CO-OPERATE TO ASSESS BLOCK TRADE PERFORMANCE SPOTLIGHT ON COMMUNICATIONS MONITORING IMETA TECHNOLOGIES SELECTS JWG FOR REGULATORY INTERPRETATION SERVICES IPC AND TRANSFICC ANNOUNCE COLLABORATION ON FIXED INCOME AND DERIVATIVES CONNECTIVITY IPC INTRODUCES INDUSTRY’S FIRST COMPLIANCE POLICY ENGINE, AUTOMATING PROACTIVE FINANCIAL COMMUNICATIONS RULE ENFORCEMENT PLATO PARTNERSHIP COMPLETES DEAL WITH TRADE INFORMATICS PLIA COMPANIES STILL HAVE A LONG WAY TO GO TO MEET MIFID II REQUIREMENTS CMU PROGRESS PAVES WAY FOR RETURN OF INNOVATION FENERGO SIGNS FIRST SPANISH BANKING CLIENT FOR CLIENT LIFECYCLE MANAGEMENT TECHNOLOGY AERIANDI STUDY HIGHLIGHTS UK FINANCIAL INSTITUTIONS ARE UNPREPARED FOR MIFID II LEGISLATION AND UNAWARE OF EXTENT OF PENALTIES EZE SOFTWARE INTEGRATES OTAS ANALYTICS TO HELP TRADERS WITH BEST EXECUTION DENTONS LAUNCHES NEW ONLINE MIFID II / MIFIR COMPLIANCE TOOL PLATO PARTNERSHIP ANNOUNCES 15 NEW PARTNERS ITG LAUNCHES TURNKEY RESEARCH PAYMENT ACCOUNT SOLUTION UNPRECEDENTED LEVEL OF SCRUTINY OVER HEADCOUNT LEVELS AND HIRING DECISIONS WHY COLLOCATE IN THE COUNTDOWN TO MIFID II COMPLIANCE? MIFID II: THE REGULATORY BARRIER TO INNOVATION IPC LAUNCHES CONNEXUS CHRONO TRUPHONE LAUNCHES GLOBAL SMS RECORDING SOLVING THE BLACKBERRY MIGRATION CHALLENGE RESEARCH UNBUNDLING IS A MAJOR CONCERN FOR ASSET MANAGERS OTAS LAUNCHES INTRADAY LINGO SYNECHRON SURVEY FINDS REGULATION REMAINS TOP 2017 FINANCIAL SERVICES PRIORITY BRITISH SPEECH RECOGNITION COMPANY CLOSES GROWTH FUNDING ROUND FROM LEADING TECH INVESTORS ALL I WANT FOR XMAAS IS … GLASSBOX DIGITAL PREDICTS 2017 TO BE THE YEAR DIGITAL TRANSFORMATION COMES OF AGE TNS MARKS 20 YEAR ANNIVERSARY BY EXPANDING REACH TO MORE THAN 2,000 ENDPOINTS CLOUDERA CONTINUES GLOBAL MOMENTUM IN FINANCIAL SERVICES SECTOR SOCIETE GENERALE OFFERS INNOVATIVE INVESTMENT RESEARCH SOLUTION WITH SMARTKARMA’S AWARD WINNING EQUITY RESEARCH PLATFORM PORTWARE RELEASES V6.4 OF THE THINKING MULTI-ASSET EMS GOLDENSOURCE EXPANDS SERVICES TO INCLUDE ACCESS TO ICE DATA SERVICES’ PRICING AND REFERENCE DATA FONETIC BOOSTS TECHNOLOGY EXPERTISE AHEAD OF MIFID II APPOINTS VOXSMART CEO AS NEW NON-EXECUTIVE DIRECTOR VERMILION SELECTED FOR PRIVATE CLIENT REPORTING AT REDMAYNE-BENTLEY MEETING NEW FINANCIAL LEGISLATION WITH DIGITAL RECORD AND REPLAY MIFID II WILL LEAD TO IFA BUSINESS MODEL OVERHAUL, SAYS NEW STUDY PREPARING FOR MIFID II: WHAT TO LOOK FOR IN A CALL RECORDING AND ARCHIVING SOLUTION SOLGARI LAUNCHES USER APPLICATION SUITE TO EMPOWER FINANCIAL SERVICES ORGANISATIONS WITH SEAMLESS AND COMPLIANT END-TO-END CLOUD COMMUNICATIONS 45 CEOS TO GET TOGETHER AT TRADETECH ASIA 2016 IN SINGAPORE RED BOX AND BLOOMBERG PARTNER TO PROVIDE COMPREHENSIVE RECORD KEEPING AND TRADE RECONSTRUCTION SERVICES FOR FINANCIAL COMPLIANCE EDISON PREDICTS A CONTRACTION IN SELL-SIDE COVERAGE AND SUPPORT AND A MORE CONCENTRATED BUY-SIDE AS A RESULT OF MIFID II SAMSUNG SDS LAUNCHES MIFID II-COMPLIANT MOBILE RECORDING SOLUTION TAKING A DATA-FIRST APPROACH TO MIFID II COMPLIANCE QUMRAM LAUNCHES FULLY-COMPLIANT WHATSAPP SOCIAL MEDIA RECORD-KEEPING ADJUSTING TO THE REGULATORY ENVIRONMENT CYBER-SECURITY SPECIALIST POST-QUANTUM INVESTS IN BUSINESS DEVELOPMENT TO FUEL ITS FINANCIAL MARKETS PUSH HIGH FREQUENCY TRADING IS IN THE FCA’S CROSSHAIRS PLATO PARTNERSHIP ENTERS COOPERATION AGREEMENT WITH TURQUOISE GLASSBOX DIGITAL PUBLISHES 10 DIGITAL CHANNEL RECORD KEEPINGRECOMMENDATIONS FOR MIFID II AND MIFIR COMPLIANCE HOW TECHNOLOGY CAN HELP UTILITIES SPREAD THEIR FUTURE AND RETURN TO PROFITABILITY AND GROWTH NATIONAL PHYSICAL LABORATORY SIGNS AGREEMENT WITH UBS AND TMX ATRIUM® TO PROVIDE A NEW NETWORK TIMING SERVICE FOUR POST-BREXIT REGULATORY CONSIDERATIONS BREXIT PIVOT RSRCHXCHANGE AND SUBSTANTIVE RESEARCH PARTNER TO HELP ASSET MANAGERS ACCESS AND PROCURE MACRO INVESTMENT RESEARCH MIFID II AND SOLVENCY II MOST PRESSING REGULATIONS, SAY ASSET MANAGERS BREXIT AND THE UK FINANCIAL SECTOR TIME TO GET READY FOR MIFID II NOW – WHO FACES THE BIGGEST CHALLENGE? BREXIT UPDATE: WHAT’S NEXT FOR THE GLOBAL MARKETPLACE NEWVOICEMEDIA PUTS CUSTOMERS AT THE HEART OF ITS SUMMER ’16 RELEASE TO ENABLE MORE SUCCESSFUL CONVERSATIONS DEMYSTIFYING MAR IN A TESTING GENERATION MOBILE VOICE RECORDING: WHY IT’S ESSENTIAL IN 2016 AND WHAT YOU NEED TO KNOW DEFENDING THE UK’S FINANCIAL TRADING SECTOR ADAM PHONES JOINS FORCES WITH EE AND NATTERBOX TO DELIVER FULLY COMPLIANT MOBILE VOICE RECORDING SOLUTION SOFTWARE AG LAUNCHES NEW TOTAL SURVEILLANCE SOLUTION FOR FINANCIAL INSTITUTIONS SMARTKARMA RAISES $4.7MILLION USD; POSITIONS ITS PREMIER COLLABORATIVE RESEARCH MARKETPLACE FOR GLOBAL LEADERSHIP IPC SIGNIFICANTLY EXPANDS PORTFOLIO OF COMPREHENSIVE COMPLIANCE SOLUTIONS FOR FINANCIAL INDUSTRY 60 PER CENT OF WEALTH MANAGERS UNDER THREAT FROM SUPERIOR TECHNOLOGY, REVEALS DELPHIX ENSURING TRADERS PASS THE TEST OF MIFID II AND MAR USING CLOUD TO ACHIEVE FINANCIAL SERVICES COMPLIANCE BANKS CAN CLIMB OUT OF THEIR SILOS IF THEY USE OPERATIONAL INTELLIGENCE THE SENIOR MANAGEMENT REGIME TAKES SHAPE BANKING ON TRADE STORES: MINIMISING RISK AND MAINTAINING COMPLIANCE There are no secrets that time does not reveal MOVING TOWARDS A NEW REGULATORY PEAK WHITE PAPER – MAY THE DATA BE WITH YOU EUROBASE ENGAGES FMR ADVISORY LTD. MIFID II WILL BE VERY DEMANDING – HERE’S HOW TO AVOID THE PITFALLS TACKLING REGULATION AND COMPLIANCE ISSUES IN THE FINANCIAL SERVICES SECTOR – THERE IS HELP AT HAND STEVEN BOX TAKES ON INTERNATIONAL CEO ROLE AT BIBBY MIFID II – AS THE GREEKS WOULD SAY, “THERE IS NO AVOIDANCE IN DELAY” DELAY OR NO DELAY – WHY FIRMS STILL NEED TO KNOW THEIR STATE OF COMPLIANCE NOW AHEAD OF MIFID II The rehabilitation of financial services ORC INTRODUCES PIONEERING TRADING SOLUTION AND NEW EXPERT SERVICES OFFERING TO FACILITATE MIFID II TRANSITION PREPARING FOR MIFID II COMPLIANCE WHY YOU NEED A STRATEGIC SOLUTION TO REGULATORY CHANGES WHAT CAN BANKS DO TO TACKLE THE CHALLENGE OF REGULATORY COMPLIANCE? COMPLIANCE CONTINUES TO BE A KEY DRIVER FOR FINANCIAL INSTITUTIONS LINX-NETWORKS TEAMS WITH VOXSMART TO STRENGTHEN MOBILE CALL RECORDING SERVICE TACKLING THE COMPLIANCE COST SURGE WITH DATA VIRTUALISATION FINANCIAL SERVICES REFORM: WHAT YOU NEED TO KNOW THE THEORY OF EVERYTHING – AND TCA REMIT IMPLEMENTING ACTS: CAN TECHNOLOGY HELP ENERGY MARKETS PARTICIPANTS COMPLY? CATALYST RE-ENGINEERS COMPRESSION TO SAVE HEDGE FUNDS $MLNS THROUGH OTC IRS PORTFOLIO OPTIMISATION ALICE IN REGULATORY LAND – THE STORY OF A FINANCIAL REGULATORY TEA PARTY FENERGO DEBUTS ON CHARTIS RISKTECH100® SETTING THE STAGE FOR REGULATORY CHANGE IN 2015 AXIOMSL LAUNCHES SOLUTION FOR AUSTRIAN SMART CUBE REPORTING REQUIREMENTS FENERGO SCOOPS INDUSTRY AWARD FOR INTERNATIONAL GROWTH MIFID II: AS THE DUST SETTLES ON THE EMIR AND REMIT ROLLOUT, A NEW LAYER OF REGULATORY RISK IS SET TO LAND ON COMMODITY TRADERS TRANSACTION REPORTING UNDER EMIR RED BOX RECORDERS HELPS FINANCIAL INSTITUTIONS MEET INCREASING REGULATIONS DATA SUPPLY CHAIN DRIVES COMPETITION IN FINANCIAL SECTOR EMIR: CLOUDS ON THE HORIZON? DOES EQUITY ANALYST RESEARCH LACK RIGOUR AND OBJECTIVITY FONETIC LAUNCHES LINGUISTICS VOICE PLATFORM IMPACT OF TECHNOLOGY ON THE FINANCIAL SECTOR RULE FINANCIAL POSTS RECORD REVENUES POWERED BY GLOBAL EXPANSION BMO CAPITAL MARKETS SELECTS FENERGO’S REGULATORY ONBOARDING SOLUTION MIFID II – A RADICAL CONTRIBUTION TO THE DEVELOPMENT OF DATA LAW? MY HOUSE MY RULES BERMUDA-BASED CLARIEN BANK LIMITED LAUNCHES FULL-SERVICE OFFSHORE SOLUTION FOR INTERNATIONAL CLIENTS ALL UNDER CONTROL? MARKET IMPLICATIONS OF IMPLEMENTING THE ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE Fenergo Regulatory Onboarding TOP TEN TIPS FOR BANKING COMPLIANCE SUCCESS IMPACT OF NEW REGULATIONS ON EUROPEAN FINANCIAL INSTITUTIONS: CRYSTAL BALL GAZING FOR OPPORTUNITIES MEETING THE REQUIREMENTS OF BCBS 239 – AGGREGATING AND REPORTING RISK DATA THE NEW FACE OF GLOBALISATION AUTOREK HELPS DELIVER AUTOMATED CLIENT MONEY RECONCILIATION FOR AVATRADE MOBILE MIND SHIFT – Trading by mobile and staying compliant COGNIZANT ACQUIRES EQUINOX CONSULTING, A FINANCIAL SERVICES CONSULTING FIRM IN FRANCE THE UK RETAIL DISTRIBUTION REVIEW: A REFORM TOO FAR? FCA DEPARTS FROM EU RULES – A SIGN OF A CONTINUING TREND? The Path Forward on OTC Derivatives for the EU and US Fonetic Announces Global Launch of Dodd-Frank and MiFID Trading Record Keeping Compliance Solution Strategic Data Management – the cost effective way of dealing with regulation Get to Grips with Client & Counterparty Data Management for Regulatory Onboarding Fenergo launches next-generation Client & Counterparty Data Management solution to support regulatory onboarding The future for the financial services industry will be a more regulated one Basel III – Who has the stamina? Increasing Data Volumes Cause Increase in Financial Infrastructure Externalisation We use cookies to enhance your visit, personalise our content, social media features, ads & to analyse our traffic. You consent to our cookies if you continue to use our website. Accept Reject Read More Privacy & Cookies Policy
