Mifid Ii Articles
- Nasdaq Trade Surveillance Expands with Data Discovery Capability
- Can voluntary corporate (in)actions lead to mandatory retribution?
- Whales help create winners in the wake of MiFID II
- Why US research houses need less talk and more action in response to SEC letter
- Is Brexit Causing MiFID II to Fail in Delivering on its Promises?
- Market Abuse Regulation three years on: is this still a priority for the regulator?
- How to save millions, and your people, with automation
- The key to remaining compliant amid complex financial regulations is understanding data lineage
- More with less: The evolving state of the sales function within investment banks
- Securities lending 2.0: bringing the sharing economy to capital markets
- Why Communications Compliance Is a Priority for Financial Services Firms
- MiFID II Impact on Investment Research
- Why are capital markets still managing by policy
- Can regional banks across APAC stop market data costs from spiralling out of control?
- The challenges of complying with conflicting regulations: reality versus practicality
- It’s not done yet: MiFID II’s long-term implications
- Insuring against a future financial crisis – staying compliant and off the front pages
- Legal Opinions – it is time to break the cycle of remediation
- MiFID II – A hidden sales opportunity?
- Top tips for securing your financial institution
- The marketing challenges facing the financial services industry
- The Path to Proactive and Pragmatic Financial Compliance
- New study by consultancy zeb reveals after decades of continuous growth the asset management industry is confronted with major structural challenges
- Do You Want the World’s Most Expensive Chatroom? Regulator Imposes $40m Fine for Market Manipulation
- The 2019 Morgan McKinley Salary Guide: Organisations’ hiring plans for 2018 hold up despite Brexit unpredictability
- Are technological developments outrunning compliance?
- How robust is your encryption strategy?
- Data Protection World Forum answers all your data security questions
- Fenergo Launches Client Lifecycle Management (CLM) Solution for Natixis
- eComms Compliance Challenges under MiFID II and MAR
- Flow Traders taps into Corvil’s Predictive Analytics to simplify Intraday Risk Management
- Middle East in Focus: A Changing Compliance Landscape
- CISI awards 2018/19 Chartered Wealth Manager Scholarship of £2,500
- Nucleus195 launches Global Distribution Research Platform
- All those in favour say AI
- BSO and Hoptroff brings new ‘plug-and-play’ time-stamping service to market
- Hybrid wins at PIMFA FinTech Conference 2018
- What is increasing asset manager interest in RegTech?
- The Governance, Risk & Compliance Conference at Data Protection World Forum
- Thomson Reuters supports Trax MiFID II reporting and SI determination services with comprehensive data
- Capturing Communications isn’t Compliance – RegTech and the Path to a Simpler Day Job
- Data holds the key to smart decision-making
- ClauseMatch becomes the first RegTech to join the newly launched Investment Association’s FinTech membership category
- 98.5% of asset management firms are eroding trust by not using plain language
- Life in the post-LIBOR world
- The future of investment research
- If Facebook can’t get its data house in order, what hope have banks got?
- USAVE Blockchain partners with GMEX to build secure digital exchange for physical gold
- JHC Broadens Scope Of Partnership With Europe’s Leading Regulatory Data Exchange
- Freespee announces €9.5 million in strategic investment from Verdane Capital
- Optimise the Implementation of the SFTR
- China Forex Expo 2018
- TradeTech EU
- Trade TechFX
- Are Your “Free” Voice & Messaging Apps Secure And Compliant?
- RSRCHXchange adds analyst interaction functionality to its research marketplace
- Excelian, Luxoft Financial Services expands its Wealth Practice with new UK lead
- Fonetic appoints investment banking stalwarts to new advisory board
- High Yield Listings on TISE: A Well-trodden Path
- GFT Study Reveals the Banking Industry is More Excited by the Disruptive Potential of Cloud Computing Than its Ability to Simply Reduce Costs
- Investment banks welcome public cloud adoption for innovation first, not cost reduction
- Plato Partnership appoints Mike Bellaro as CEO
- 40% of financial firms at risk of MiFID II penalties, research reveals
- Brexit fear and uncertainty still a major concern for funds industry, although overall optimism is high
- Value Protocol aims to solve blockchain’s biggest drawback – authenticity
- Metro Bank Provides It Resource Specialists With Tailor-Made Invoice Finance Facility
- MiFID II – transforming the investment research ecosystem
- Skills shortage top fear for UK financial services
- Smaller financial firms likely to struggle with ‘game changing’ GDPR
- RegTech Firm Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation
- RSRCHXchange survey reveals MiFID II is driving global standards for research unbundling
- Itiviti Becomes First Vendor to Certify With Singapore Exchange for Fully Automated Recovery Solution
- The Republic of Srpska Is Going To Hold Fixed Income Investor Meetings In Vienna, Zurich, Geneva, Frankfurt, Luxembourg and London
- Sopra Steria Appoints Craig Wilson to Lead Financial Services
- Dentons launches Italian Desk in London led by new hire Gianpaolo Garofalo
- Scope announces Huebner as Head of Communications
- Asset managers turn to emerging technologies as regulatory dust settles
- A high price doesn’t necessarily deliver the best results
- Solgari Forum WebRTC meeting service released to make online meetings simple to use & to meet GDPR & MiFID II compliance requirements
- Traders split on success of MiFID II
- Thomson Reuters Expands Buy-Side Research Offering on Eikon with Addition of Deutsche Bank, Kepler Cheuvreux and European Securities Network’s Research
- Extracting business value from regulatory compliance; the importance of effective information management
- Smartkarma launches Boost Research, the first grassroots accelerator to support investment analysts develop independent research businesses
- Safe, Smart Twitter for Finance now available on the move
- Qualcomm Announces Private Exchange Offers for Four Series of Notes Open to Certain Investors
- Reviving the investment research market
- Why cavity wall insulation is the new PPI
- KiteEdge launches The Ontology Project to bring together the Asset Management Community
- Northern Trust Bolsters Institutional Brokerage With Experienced Hire
- Solgari releases GDPR & MiFID II Compliant SMS service as part of Integrated Omni-Channel Cloud Communications platform
- Poland Becomes World’s First to put Banking Records on the Blockchain
- Voice Recognition:The new normal for the insurance industry?
- How can wealth management firms become compliant with EU GDPR?
- Ethics are increasingly important to investment professionals’ careers, new CFA UK survey reveals
- Hiring for regulatory changes dominates Accounting & Finance recruitment
- New Survey Reveals Most Financial Firms are Not Prepared for GDPR
- Regulatory Déjà Vu
- Innovative Technology Will Help the Finance Sector with Compliance
- SocieteGenerale selects big xyt’s Liquidity Cockpit for enhanced equities trading activity analysis
- Liberum selects TeleWare for MiFID II compliance solution
- Saxo Bank wins Best Mobile Trading Initiative at Sell Side Technology Awards
- Truss Edge launches in Europe to support hedge funds and ETFs with portfolio management tasks
- HubStor and Red Box Recorders Partner to Bring Voice Archiving Compliance to Microsoft Azure
- SteelEye and Baringa Partners announce partnership to target RegTech market
- Hastings Insurance Brokers chooses Solgari to deliver GDPR Compliant Cloud Business Communications Solution
- Tier1CRM Welcomes Doug Christensen as its First Vice President of Strategy
- Beyond the Deadline: What does ongoing GDPR compliance really look like?
- Global Regulations Declare “Holistic Surveillance”A Must-Have
- Steeleye Announces Technology Partnership With Cloud Communications Specialist Solgari
- Triggered by Regulation – Why the Need to Comply is Driving Financial Services Firms to Adopt Data Management Best Practice
- Are financial institutions ready for the Fourth Industrial Revolution?
- Asset managers may face Q1 research bill shock
- MAJOR BANKS ADOPT DROIT FULLY-DIGITIZED MIFID II TRADE COMPLIANCE SOLUTION
- GOLDENSOURCE INTEGRATES TRAX REPORTING SERVICES TO HELP BANKS AND ASSET MANAGERS MEET MIFID II REQUIREMENTS
- BIG XYT DELIVERS ENHANCED TRANSPARENCY ON SI VOLUMES UNDER MIFID II
- SHIELD FC LAUNCHES NEW VERSION OF ECOMMS DATA MANAGEMENT PLATFORM AND COMPLIANCE REPORTING SUITE
- SMARTKARMA OPENS FRANKFURT OFFICE TO SUPPORT THE BUILD-OUT OF ITS RESEARCH NETWORK ACROSS CONTINENTAL EUROPE
- BREXIT ISSUES TO CONSIDER FOR LOAN DOCUMENTATION
- FINANCIAL SERVICES OPERATIONS RECRUITMENT EXPECTED TO BULK MIDDLE OFFICE TEAMS
- SGX COLLABORATES WITH FINTECH FIRM SMARTKARMA TO ROLL-OUT C-SUITE PILOT PROGRAM
- FOR BANKS, THE TIME TO UTILITIZE WAS YESTERDAY
- REGTECH WILL REDUCE WEALTH MANAGEMENT COMPLIANCE BUDGETS, SAYS GLOBALDATA
- MIFID II – THE FINAL NAIL IN AN OUTDATED LEGAL PROCESS?
- VOLANTE TECHNOLOGIES SUPPORTS SWIFT STANDARDS RELEASE 2018
- SMARTKARMA LAUNCHES PREMIUM SERVICES, OFFERING A FULL SUITE OF INDEPENDENT, MIFID II COMPLIANT RESEARCH SERVICES TO THE BUY-SIDE
- EXCELIAN, LUXOFT FINANCIAL SERVICES DELIVERS MIFID II COMPLIANT ORDER MANAGEMENT SYSTEM FOR GLOBAL TRADING HOUSE
- C-SUITE PRIORITIES FOR 2018
- ORTEC FINANCE BECOMES THE LATEST OFFICIAL PARTNER ON AVALOQ’S SOFTWARE EXCHANGE PLATFORM
- MORGAN MCKINLEY LONDON EMPLOYMENT MONITOR: THE YEAR OPENS WITH RECORD JOBS LOW
- CYBER READINESS REPORT A REMINDER OF FINANCIAL SERVICES FIRMS’ COMPLEX SECURITY NEEDS
- WHAT ARE THE GOVERNANCE, RISK AND COMPLIANCE TRENDS SET TO SHAPE 2018?
- HOW BANKS CAN MAKE THE MOST OF TECHNOLOGY IN 2018
- SOLGARI & TENX2 ANNOUNCE GLOBAL GROWTH PARTNERSHIP TO DELIVER COMPLIANT, INTEGRATED OMNI-CHANNEL CLOUD COMMUNICATIONS SERVICES
- REGULATION IMPACTS THE CONTRACTOR MARKET
- SPEAKERBUS AND INSIGHTFUL TECHNOLOGY CREATE UNIQUE PARTNERSHIP TO DRIVE COMPLIANCE AND BUSINESS EFFICIENCY THROUGHOUT THE TRADING LIFECYCLE
- A SIMPLER WAY TO FIND YOUR NEXT INVESTOR
- SMARTKARMA EXPANDS TO NORTH AMERICA WITH ITS INNOVATIVE RESEARCH PLATFORM FOR UNCONFLICTED AND INDEPENDENT RESEARCH IN ASIAN EQUITIES
- STARLEAF DELIVERS SOLUTION FOR MIFID II COMMUNICATIONS COMPLIANCE
- THE ANNUAL MORGAN MCKINLEY SALARY GUIDE: GDPR AND IR35 DRIVING RECRUITMENT IN LONDON DESPITE BREXIT
- COMPLIANCE AND REGULATION ARE TOP CFO PRIORITIES FOR 2018
- SOLGARI ANNOUNCES NEW INVESTMENT IN PRODUCT ENHANCEMENT AND SALES CHANNEL ACCELERATION
- LEIS- THE NEW GLOBAL LICENCE PLATE?
- BE HONEST – WE’RE ONE YEAR IN BUT HAVE YOU DONE ANYTHING ABOUT THE FCA’S WIND DOWN GUIDELINES?
- FINANCIAL COMPLIANCE: RULE, REGULATIONS AND THE INVESTMENT INDUSTRY’S INTERNAL COMMUNICATIONS PROBLEM
- THOMSON REUTERS GOES LIVE WITH KEY MIFID II SERVICES TO HELP POWER FINANCIAL SERVICES INDUSTRY COMPLIANCE
- SYNECHRON IDENTIFIES BIGGEST FINANCIAL SERVICES TECHNOLOGY TRENDS FOR 2018
- THE END OF ENTERPRISE DATA MANAGEMENT AS WE KNOW IT: RADICAL CHANGES TO THE SOURCING, MASTERING AND DISTRIBUTION OF FINANCIAL DATA
- WHAT IS MIFID II AND HOW WILL IT IMPACT SMES
- HALF OF UK BUSINESSES ADMIT THEY DON’T KNOW MIFID II DEADLINE
- ALPHAMETRY LAUNCHES RESEARCH UNBUNDLING GUIDE FOR ASSET MANAGERS
- MICRO FOCUS TACKLES COMPLIANCE REQUIREMENTS ACROSS GDPR, MIFID II AND MORE WITH DIGITAL SAFE 10
- GFT APPOINTS CRAIG PARFITT AS HEAD OF STRATEGY – ENGINEERING FOR THE ATLANTIC REGION, TO GROW ARTIFICIAL INTELLIGENCE, COGNITIVE AND MACHINE LEARNING CAPABILITIES GLOBALLY
- SHAWBROOK BANK STRENGTHENS RISK MANAGEMENT CAPABILITIES WITH HOSTED SPREADSHEET MANAGEMENT SOLUTION
- TOP 7 FINANCIAL SERVICES TRENDS THAT WILL DOMINATE 2018
- MIFID II IS APPROACHING – IS YOUR BUSINESS READY?
- SPEAKERBUS EXPANDS ASIAN REACH WITH NEW REGIONAL OFFICE IN KUALA LUMPUR
- FIDOR BANK – PREDICTIONS FOR 2018
- UK BUSINESSES STILL UNPREPARED JUST WEEKS AHEAD OF DEADLINE
- FIVE RULES TO COPE WITH THE RADICAL CHANGES MIFID II IMPOSES ON FINANCIAL COMMUNICATION SYSTEMS
- GOLDENSOURCE LAUNCHES NEW SOLUTION TO RELEASE IT AND REGULATORY REPORTING SHACKLES FOR ASSET MANAGERS
- BRICKVEST – REAL ESTATE OUTLOOK FOR 2018
- NEW LAW TRANSPOSING MIFID II INTO CYPRUS LAW – MAIN LEGISLATIVE CHANGES
- FINANCE SECTOR FACES THREE PRONGED CHALLENGE ON CONSUMER DATA
- WHY REGTECH WILL PLAY ITS WINNING HAND IN 2018
- INTEGRAL ANNOUNCES APPOINTMENT OF VIKAS SRIVASTAVA TO CHIEF REVENUE OFFICER
- DERIVATIVES SERVICE BUREAU REPORTS RISE IN REGISTRATIONS
- PIMFA INAUGURAL ANNUAL SUMMIT TACKLES KEY ISSUES FOR THE INDUSTRY
- SMARTKARMA RAISES SERIES B ROUND LED BY SEQUOIA
- RULES OF ENGAGEMENT
- CORVIL UNVEILS NEW UTC TRACEABILITY SOLUTION FOR MIFID II AND CAT COMPLIANCE
- MIFID II – 100 DAYS OUT
- ALPHAMETRY TARGETS MIFID II, TRANSFORMING RESEARCH PROCUREMENT ROI FOR THE BUY-SIDE
- TRADING FIRMS CANNOT AFFORD MIFID II COMPLIANCE COMPLACENCY
- MIFID II: UK FINANCIAL SERVICES SECTOR RISKS NON-COMPLIANCE AND €5M FINES THROUGH LACK OF AWARENESS, ACCORDING TO RESEARCH FROM NPL
- MORE FIRMS SELECT DUCO FOR MANDATORY MIFID II RECONCILIATION
- 40 BUY SIDE LEADERS TO PRESENT AT TRADETECH ASIA 2017 IN SINGAPORE
- REPORT FINDS 48% OF ASSET MANAGERS THINK REGULATION WILL CAUSE MOST DISRUPTION IN FUTURE
- DC THOMSON INVESTS IN ERIC TO ENHANCE MIFID II READY UNBUNDLED RESEARCH PROVISION
- BANKS NEED TO RESPOND TO RAPIDLY CHANGING CUSTOMER PREFERENCES, DIGITAL INTERFACES AND PLATFORM BUSINESSES TO THRIVE POST-CRISIS
- NPL AND QUANTHOUSE PARTNER TO PROVIDE NPLTIME® PRECISE TIMING SERVICE TO MEET DEMAND AHEAD OF MIFID II IMPLEMENTATION
- NEW REPORT INTO DATA QUALITY CONTROL CONFIRMS LACK OF READINESS FOR MIFID II
- FIND OUT HOW MUCH YOUR WEALTH MANAGER IS REALLY CHARGING YOU, SAYS NETWEALTH
- SMARTKARMA EXPANDS INTO EUROPE TO BRING INNOVATION AND TRANSPARENT PRICING TO EUROPEAN INVESTMENT RESEARCH, ADDRESSING MIFID II CONCERNS
- 5TH EDITION OPTIMISING FUNDAMENTAL REVIEW OF THE TRADING BOOK
- 8TH ANNUAL OPERATIONAL RISK MANAGEMENT IN THE DIGITAL AGE
- CISI ANNOUNCES MIFID II SEMINAR PARTNERSHIP WITH THOMSON REUTERS
- TORA INTEGRATES OTAS ANALYTICS TO HELP CLIENTS GENERATE ALPHA AND MEET MIFID II BEST EXECUTION REQUIREMENTS
- PLATO PARTNERSHIP TO PROVIDE ACADEMICS WITH ACCESS TO BMLL DATA PLATFORM UNDER EUROPEAN MARKET STRUCTURE RESEARCH NETWORK
- NPL PARTNERS WITH NEXGEN NETWORKSTO EXPAND NPLTIME® PRECISE TIMING SERVICE ACROSS EUROPE
- CLUSTERSEVEN FACILITATES TRANSPARENCY AND CONTROL OF BUSINESS-CRITICAL SPREADSHEETS TO STREAMLINE AUDIT PROCESSES
- WHAT IS MIFID II?
- MIFID II: UNBUNDLING LESSONS FROM OTHER INDUSTRIES
- TRAX MIFID II APA APPROVED BY FINANCIAL CONDUCT AUTHORITY
- LEGACY SYSTEMS: THE NEXT FINANCIAL CRISIS?
- PEGASYSTEMS RANKED AS TOP CATEGORY LEADER IN KYC SYSTEMS BY CHARTIS RESEARCH
- LATEST ESMA Q&A DOCUMENT CLEARS UP MIFID II GREY AREAS
- MIFID II; KEEP CALM, COMPLIANT AND IN THE CLOUD
- IRELAND UNLOCKS UK FINANCIAL SERVICES GROWTH IN NEW REGULATORY LANDSCAPES
- MACKEYRMS ANNOUNCES INTEGRATION OF ONEACCESS’ CORPORATE ACCESS & INTERACTIONS DATA
- THE MIFID II COUNTDOWN CHECKLIST
- 90% OF BUY-SIDE FIRMS ARE AT RISK OF NON-COMPLIANCE BY MIFID II DEADLINE, JWG SURVEY FINDS
- HOW REGTECH WILL PUT COMPLIANCE ON THE FRONT FOOT
- MARKET REGULATIONS
- MiFID II implications on Investment Research
- RESEARCH UNBUNDLING – THE RACE FOR INNOVATION
- WHY SHOULD WE CARE ABOUT HIGH-FREQUENCY TRADING WHEN THE MARKET EXISTS FOR THE INVESTOR?
- ARTICLE FOR GLOBAL BANKING & FINANCE REVIEW FROM SIMON-KUCHER & PARTNERS
- BUY-SIDE TRADING FIRMS NEED TO CHANGE TRADING BEHAVIOURS FOR SMOOTH MIFID II PROCESS
- CISI DEAL WITH BALTIC FINANCIAL ADVISERS ASSOCIATION GOOD FOR CONSUMERS AND PRACTITIONERS
- DUCO DOUBLES REVENUE AND EXPANDS GLOBAL FOOTPRINT
- MISYS REGULATORY REPORTING TOOL HELPS BANKS BEAT MIFID II DEADLINE
- BRICKNODE HELPS BROKERS AND ASSET MANAGERS BECOME MIFID II COMPLIANT
- AXIA: ADVISORY SERVICE CAPABILITIES ENHANCED, MIFID II-READY
- DATAART JOINS FIX TRADING COMMUNITY
- OPUS TO REVOLUTIONIZE THE INTEGRATION OF ENTITY REFERENCE DATA INTO BUSINESS PROCESSES WITH NEW RESOLVE API
- FAR-REACHING CONSEQUENCES: THE IMPLICATIONS OF MIFID II
- JHC PARTNERS WITH DELTA FINANCIAL SYSTEMS TO INTEGRATE SIPP FUNCTIONALITY
- REGULATORY COSTS EXPECTED TO MORE THAN DOUBLE FOR FINANCIAL SERVICES FIRMS, ACCORDING TO SURVEY FROM DUFF & PHELPS
- INVESTEC BOLSTERS RESEARCH TEAM WITH TWO NEW HIRES, DEEPENING THEIR RESEARCH SERVICE OFFERING AHEAD OF MIFID 2
- PLATO PARTNERSHIP AND LIQUIDMETRIX RESEARCH TO CO-OPERATE TO ASSESS BLOCK TRADE PERFORMANCE
- SPOTLIGHT ON COMMUNICATIONS MONITORING
- IMETA TECHNOLOGIES SELECTS JWG FOR REGULATORY INTERPRETATION SERVICES
- IPC AND TRANSFICC ANNOUNCE COLLABORATION ON FIXED INCOME AND DERIVATIVES CONNECTIVITY
- IPC INTRODUCES INDUSTRY’S FIRST COMPLIANCE POLICY ENGINE, AUTOMATING PROACTIVE FINANCIAL COMMUNICATIONS RULE ENFORCEMENT
- PLATO PARTNERSHIP COMPLETES DEAL WITH TRADE INFORMATICS PLIA
- COMPANIES STILL HAVE A LONG WAY TO GO TO MEET MIFID II REQUIREMENTS
- CMU PROGRESS PAVES WAY FOR RETURN OF INNOVATION
- FENERGO SIGNS FIRST SPANISH BANKING CLIENT FOR CLIENT LIFECYCLE MANAGEMENT TECHNOLOGY
- AERIANDI STUDY HIGHLIGHTS UK FINANCIAL INSTITUTIONS ARE UNPREPARED FOR MIFID II LEGISLATION AND UNAWARE OF EXTENT OF PENALTIES
- EZE SOFTWARE INTEGRATES OTAS ANALYTICS TO HELP TRADERS WITH BEST EXECUTION
- DENTONS LAUNCHES NEW ONLINE MIFID II / MIFIR COMPLIANCE TOOL
- PLATO PARTNERSHIP ANNOUNCES 15 NEW PARTNERS
- ITG LAUNCHES TURNKEY RESEARCH PAYMENT ACCOUNT SOLUTION
- UNPRECEDENTED LEVEL OF SCRUTINY OVER HEADCOUNT LEVELS AND HIRING DECISIONS
- WHY COLLOCATE IN THE COUNTDOWN TO MIFID II COMPLIANCE?
- MIFID II: THE REGULATORY BARRIER TO INNOVATION
- IPC LAUNCHES CONNEXUS CHRONO
- TRUPHONE LAUNCHES GLOBAL SMS RECORDING SOLVING THE BLACKBERRY MIGRATION CHALLENGE
- RESEARCH UNBUNDLING IS A MAJOR CONCERN FOR ASSET MANAGERS
- OTAS LAUNCHES INTRADAY LINGO
- SYNECHRON SURVEY FINDS REGULATION REMAINS TOP 2017 FINANCIAL SERVICES PRIORITY
- BRITISH SPEECH RECOGNITION COMPANY CLOSES GROWTH FUNDING ROUND FROM LEADING TECH INVESTORS
- ALL I WANT FOR XMAAS IS …
- GLASSBOX DIGITAL PREDICTS 2017 TO BE THE YEAR DIGITAL TRANSFORMATION COMES OF AGE
- TNS MARKS 20 YEAR ANNIVERSARY BY EXPANDING REACH TO MORE THAN 2,000 ENDPOINTS
- CLOUDERA CONTINUES GLOBAL MOMENTUM IN FINANCIAL SERVICES SECTOR
- SOCIETE GENERALE OFFERS INNOVATIVE INVESTMENT RESEARCH SOLUTION WITH SMARTKARMA’S AWARD WINNING EQUITY RESEARCH PLATFORM
- PORTWARE RELEASES V6.4 OF THE THINKING MULTI-ASSET EMS
- GOLDENSOURCE EXPANDS SERVICES TO INCLUDE ACCESS TO ICE DATA SERVICES’ PRICING AND REFERENCE DATA
- FONETIC BOOSTS TECHNOLOGY EXPERTISE AHEAD OF MIFID II APPOINTS VOXSMART CEO AS NEW NON-EXECUTIVE DIRECTOR
- VERMILION SELECTED FOR PRIVATE CLIENT REPORTING AT REDMAYNE-BENTLEY
- MEETING NEW FINANCIAL LEGISLATION WITH DIGITAL RECORD AND REPLAY
- MIFID II WILL LEAD TO IFA BUSINESS MODEL OVERHAUL, SAYS NEW STUDY
- PREPARING FOR MIFID II: WHAT TO LOOK FOR IN A CALL RECORDING AND ARCHIVING SOLUTION
- SOLGARI LAUNCHES USER APPLICATION SUITE TO EMPOWER FINANCIAL SERVICES ORGANISATIONS WITH SEAMLESS AND COMPLIANT END-TO-END CLOUD COMMUNICATIONS
- 45 CEOS TO GET TOGETHER AT TRADETECH ASIA 2016 IN SINGAPORE
- RED BOX AND BLOOMBERG PARTNER TO PROVIDE COMPREHENSIVE RECORD KEEPING AND TRADE RECONSTRUCTION SERVICES FOR FINANCIAL COMPLIANCE
- EDISON PREDICTS A CONTRACTION IN SELL-SIDE COVERAGE AND SUPPORT AND A MORE CONCENTRATED BUY-SIDE AS A RESULT OF MIFID II
- SAMSUNG SDS LAUNCHES MIFID II-COMPLIANT MOBILE RECORDING SOLUTION
- TAKING A DATA-FIRST APPROACH TO MIFID II COMPLIANCE
- QUMRAM LAUNCHES FULLY-COMPLIANT WHATSAPP SOCIAL MEDIA RECORD-KEEPING
- ADJUSTING TO THE REGULATORY ENVIRONMENT
- CYBER-SECURITY SPECIALIST POST-QUANTUM INVESTS IN BUSINESS DEVELOPMENT TO FUEL ITS FINANCIAL MARKETS PUSH
- HIGH FREQUENCY TRADING IS IN THE FCA’S CROSSHAIRS
- PLATO PARTNERSHIP ENTERS COOPERATION AGREEMENT WITH TURQUOISE
- GLASSBOX DIGITAL PUBLISHES 10 DIGITAL CHANNEL RECORD KEEPINGRECOMMENDATIONS FOR MIFID II AND MIFIR COMPLIANCE
- HOW TECHNOLOGY CAN HELP UTILITIES SPREAD THEIR FUTURE AND RETURN TO PROFITABILITY AND GROWTH
- NATIONAL PHYSICAL LABORATORY SIGNS AGREEMENT WITH UBS AND TMX ATRIUM® TO PROVIDE A NEW NETWORK TIMING SERVICE
- FOUR POST-BREXIT REGULATORY CONSIDERATIONS
- BREXIT PIVOT
- RSRCHXCHANGE AND SUBSTANTIVE RESEARCH PARTNER TO HELP ASSET MANAGERS ACCESS AND PROCURE MACRO INVESTMENT RESEARCH
- MIFID II AND SOLVENCY II MOST PRESSING REGULATIONS, SAY ASSET MANAGERS
- BREXIT AND THE UK FINANCIAL SECTOR
- TIME TO GET READY FOR MIFID II NOW – WHO FACES THE BIGGEST CHALLENGE?
- BREXIT UPDATE: WHAT’S NEXT FOR THE GLOBAL MARKETPLACE
- NEWVOICEMEDIA PUTS CUSTOMERS AT THE HEART OF ITS SUMMER ’16 RELEASE TO ENABLE MORE SUCCESSFUL CONVERSATIONS
- DEMYSTIFYING MAR IN A TESTING GENERATION
- MOBILE VOICE RECORDING: WHY IT’S ESSENTIAL IN 2016 AND WHAT YOU NEED TO KNOW
- DEFENDING THE UK’S FINANCIAL TRADING SECTOR
- ADAM PHONES JOINS FORCES WITH EE AND NATTERBOX TO DELIVER FULLY COMPLIANT MOBILE VOICE RECORDING SOLUTION
- SOFTWARE AG LAUNCHES NEW TOTAL SURVEILLANCE SOLUTION FOR FINANCIAL INSTITUTIONS
- SMARTKARMA RAISES $4.7MILLION USD; POSITIONS ITS PREMIER COLLABORATIVE RESEARCH MARKETPLACE FOR GLOBAL LEADERSHIP
- IPC SIGNIFICANTLY EXPANDS PORTFOLIO OF COMPREHENSIVE COMPLIANCE SOLUTIONS FOR FINANCIAL INDUSTRY
- 60 PER CENT OF WEALTH MANAGERS UNDER THREAT FROM SUPERIOR TECHNOLOGY, REVEALS DELPHIX
- ENSURING TRADERS PASS THE TEST OF MIFID II AND MAR
- USING CLOUD TO ACHIEVE FINANCIAL SERVICES COMPLIANCE
- BANKS CAN CLIMB OUT OF THEIR SILOS IF THEY USE OPERATIONAL INTELLIGENCE
- THE SENIOR MANAGEMENT REGIME TAKES SHAPE
- BANKING ON TRADE STORES: MINIMISING RISK AND MAINTAINING COMPLIANCE
- There are no secrets that time does not reveal
- MOVING TOWARDS A NEW REGULATORY PEAK
- WHITE PAPER – MAY THE DATA BE WITH YOU
- EUROBASE ENGAGES FMR ADVISORY LTD.
- MIFID II WILL BE VERY DEMANDING – HERE’S HOW TO AVOID THE PITFALLS
- TACKLING REGULATION AND COMPLIANCE ISSUES IN THE FINANCIAL SERVICES SECTOR – THERE IS HELP AT HAND
- STEVEN BOX TAKES ON INTERNATIONAL CEO ROLE AT BIBBY
- MIFID II – AS THE GREEKS WOULD SAY, “THERE IS NO AVOIDANCE IN DELAY”
- DELAY OR NO DELAY – WHY FIRMS STILL NEED TO KNOW THEIR STATE OF COMPLIANCE NOW AHEAD OF MIFID II
- The rehabilitation of financial services
- ORC INTRODUCES PIONEERING TRADING SOLUTION AND NEW EXPERT SERVICES OFFERING TO FACILITATE MIFID II TRANSITION
- PREPARING FOR MIFID II COMPLIANCE WHY YOU NEED A STRATEGIC SOLUTION TO REGULATORY CHANGES
- WHAT CAN BANKS DO TO TACKLE THE CHALLENGE OF REGULATORY COMPLIANCE?
- COMPLIANCE CONTINUES TO BE A KEY DRIVER FOR FINANCIAL INSTITUTIONS
- LINX-NETWORKS TEAMS WITH VOXSMART TO STRENGTHEN MOBILE CALL RECORDING SERVICE
- TACKLING THE COMPLIANCE COST SURGE WITH DATA VIRTUALISATION
- FINANCIAL SERVICES REFORM: WHAT YOU NEED TO KNOW
- THE THEORY OF EVERYTHING – AND TCA
- REMIT IMPLEMENTING ACTS: CAN TECHNOLOGY HELP ENERGY MARKETS PARTICIPANTS COMPLY?
- CATALYST RE-ENGINEERS COMPRESSION TO SAVE HEDGE FUNDS $MLNS THROUGH OTC IRS PORTFOLIO OPTIMISATION
- ALICE IN REGULATORY LAND – THE STORY OF A FINANCIAL REGULATORY TEA PARTY
- FENERGO DEBUTS ON CHARTIS RISKTECH100®
- SETTING THE STAGE FOR REGULATORY CHANGE IN 2015
- AXIOMSL LAUNCHES SOLUTION FOR AUSTRIAN SMART CUBE REPORTING REQUIREMENTS
- FENERGO SCOOPS INDUSTRY AWARD FOR INTERNATIONAL GROWTH
- MIFID II: AS THE DUST SETTLES ON THE EMIR AND REMIT ROLLOUT, A NEW LAYER OF REGULATORY RISK IS SET TO LAND ON COMMODITY TRADERS
- TRANSACTION REPORTING UNDER EMIR
- RED BOX RECORDERS HELPS FINANCIAL INSTITUTIONS MEET INCREASING REGULATIONS
- DATA SUPPLY CHAIN DRIVES COMPETITION IN FINANCIAL SECTOR
- EMIR: CLOUDS ON THE HORIZON?
- DOES EQUITY ANALYST RESEARCH LACK RIGOUR AND OBJECTIVITY
- FONETIC LAUNCHES LINGUISTICS VOICE PLATFORM
- IMPACT OF TECHNOLOGY ON THE FINANCIAL SECTOR
- RULE FINANCIAL POSTS RECORD REVENUES POWERED BY GLOBAL EXPANSION
- BMO CAPITAL MARKETS SELECTS FENERGO’S REGULATORY ONBOARDING SOLUTION
- MIFID II – A RADICAL CONTRIBUTION TO THE DEVELOPMENT OF DATA LAW?
- MY HOUSE MY RULES
- BERMUDA-BASED CLARIEN BANK LIMITED LAUNCHES FULL-SERVICE OFFSHORE SOLUTION FOR INTERNATIONAL CLIENTS
- ALL UNDER CONTROL? MARKET IMPLICATIONS OF IMPLEMENTING THE ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE
- Fenergo Regulatory Onboarding
- TOP TEN TIPS FOR BANKING COMPLIANCE SUCCESS
- IMPACT OF NEW REGULATIONS ON EUROPEAN FINANCIAL INSTITUTIONS: CRYSTAL BALL GAZING FOR OPPORTUNITIES
- MEETING THE REQUIREMENTS OF BCBS 239 – AGGREGATING AND REPORTING RISK DATA
- THE NEW FACE OF GLOBALISATION
- AUTOREK HELPS DELIVER AUTOMATED CLIENT MONEY RECONCILIATION FOR AVATRADE
- MOBILE MIND SHIFT – Trading by mobile and staying compliant
- COGNIZANT ACQUIRES EQUINOX CONSULTING, A FINANCIAL SERVICES CONSULTING FIRM IN FRANCE
- THE UK RETAIL DISTRIBUTION REVIEW: A REFORM TOO FAR?
- FCA DEPARTS FROM EU RULES – A SIGN OF A CONTINUING TREND?
- The Path Forward on OTC Derivatives for the EU and US
- Fonetic Announces Global Launch of Dodd-Frank and MiFID Trading Record Keeping Compliance Solution
- Strategic Data Management – the cost effective way of dealing with regulation
- Get to Grips with Client & Counterparty Data Management for Regulatory Onboarding
- Fenergo launches next-generation Client & Counterparty Data Management solution to support regulatory onboarding
- The future for the financial services industry will be a more regulated one
- Basel III – Who has the stamina?
- Increasing Data Volumes Cause Increase in Financial Infrastructure Externalisation
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