Global Banking & Finance Review
Nasdaq Trade Surveillance Expands with Data Discovery Capability
Can voluntary corporate (in)actions lead to mandatory retribution?
Whales help create winners in the wake of MiFID II
Why US research houses need less talk and more action in response to SEC letter
Is Brexit Causing MiFID II to Fail in Delivering on its Promises?
Market Abuse Regulation three years on: is this still a priority for the regulator?
How to save millions, and your people, with automation
The key to remaining compliant amid complex financial regulations is understanding data lineage
More with less: The evolving state of the sales function within investment banks
Securities lending 2.0: bringing the sharing economy to capital markets
Why Communications Compliance Is a Priority for Financial Services Firms
MiFID II Impact on Investment Research
Why are capital markets still managing by policy
Can regional banks across APAC stop market data costs from spiralling out of control?
The challenges of complying with conflicting regulations: reality versus practicality
It’s not done yet: MiFID II’s long-term implications
Insuring against a future financial crisis – staying compliant and off the front pages
Legal Opinions – it is time to break the cycle of remediation
MiFID II – A hidden sales opportunity?
Top tips for securing your financial institution
The marketing challenges facing the financial services industry
The Path to Proactive and Pragmatic Financial Compliance
New study by consultancy zeb reveals after decades of continuous growth the asset management industry is confronted with major structural challenges
Do You Want the World’s Most Expensive Chatroom? Regulator Imposes $40m Fine for Market Manipulation
The 2019 Morgan McKinley Salary Guide: Organisations’ hiring plans for 2018 hold up despite Brexit unpredictability
Are technological developments outrunning compliance?
How robust is your encryption strategy?
Data Protection World Forum answers all your data security questions
Fenergo Launches Client Lifecycle Management (CLM) Solution for Natixis
eComms Compliance Challenges under MiFID II and MAR
Flow Traders taps into Corvil’s Predictive Analytics to simplify Intraday Risk Management
Middle East in Focus: A Changing Compliance Landscape
CISI awards 2018/19 Chartered Wealth Manager Scholarship of £2,500
Nucleus195 launches Global Distribution Research Platform
All those in favour say AI
BSO and Hoptroff brings new ‘plug-and-play’ time-stamping service to market
Hybrid wins at PIMFA FinTech Conference 2018
What is increasing asset manager interest in RegTech?
The Governance, Risk & Compliance Conference at Data Protection World Forum
Thomson Reuters supports Trax MiFID II reporting and SI determination services with comprehensive data
Capturing Communications isn’t Compliance – RegTech and the Path to a Simpler Day Job
Data holds the key to smart decision-making
ClauseMatch becomes the first RegTech to join the newly launched Investment Association’s FinTech membership category
98.5% of asset management firms are eroding trust by not using plain language
Life in the post-LIBOR world
The future of investment research
If Facebook can’t get its data house in order, what hope have banks got?
USAVE Blockchain partners with GMEX to build secure digital exchange for physical gold
JHC Broadens Scope Of Partnership With Europe’s Leading Regulatory Data Exchange
Freespee announces €9.5 million in strategic investment from Verdane Capital
Optimise the Implementation of the SFTR
China Forex Expo 2018
TradeTech EU
Trade TechFX
Are Your “Free” Voice & Messaging Apps Secure And Compliant?
RSRCHXchange adds analyst interaction functionality to its research marketplace
Excelian, Luxoft Financial Services expands its Wealth Practice with new UK lead
Fonetic appoints investment banking stalwarts to new advisory board
High Yield Listings on TISE: A Well-trodden Path
GFT Study Reveals the Banking Industry is More Excited by the Disruptive Potential of Cloud Computing Than its Ability to Simply Reduce Costs
Investment banks welcome public cloud adoption for innovation first, not cost reduction
Plato Partnership appoints Mike Bellaro as CEO
40% of financial firms at risk of MiFID II penalties, research reveals
Brexit fear and uncertainty still a major concern for funds industry, although overall optimism is high
Value Protocol aims to solve blockchain’s biggest drawback – authenticity
Metro Bank Provides It Resource Specialists With Tailor-Made Invoice Finance Facility
MiFID II – transforming the investment research ecosystem
Skills shortage top fear for UK financial services
Smaller financial firms likely to struggle with ‘game changing’ GDPR
RegTech Firm Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation
RSRCHXchange survey reveals MiFID II is driving global standards for research unbundling
Itiviti Becomes First Vendor to Certify With Singapore Exchange for Fully Automated Recovery Solution
The Republic of Srpska Is Going To Hold Fixed Income Investor Meetings In Vienna, Zurich, Geneva, Frankfurt, Luxembourg and London
Sopra Steria Appoints Craig Wilson to Lead Financial Services
Dentons launches Italian Desk in London led by new hire Gianpaolo Garofalo
Scope announces Huebner as Head of Communications
Asset managers turn to emerging technologies as regulatory dust settles
A high price doesn’t necessarily deliver the best results
Solgari Forum WebRTC meeting service released to make online meetings simple to use & to meet GDPR & MiFID II compliance requirements
Traders split on success of MiFID II
Thomson Reuters Expands Buy-Side Research Offering on Eikon with Addition of Deutsche Bank, Kepler Cheuvreux and European Securities Network’s Research
Extracting business value from regulatory compliance; the importance of effective information management
Smartkarma launches Boost Research, the first grassroots accelerator to support investment analysts develop independent research businesses
Safe, Smart Twitter for Finance now available on the move
Qualcomm Announces Private Exchange Offers for Four Series of Notes Open to Certain Investors
Reviving the investment research market
Why cavity wall insulation is the new PPI
KiteEdge launches The Ontology Project to bring together the Asset Management Community
Northern Trust Bolsters Institutional Brokerage With Experienced Hire
Solgari releases GDPR & MiFID II Compliant SMS service as part of Integrated Omni-Channel Cloud Communications platform
Poland Becomes World’s First to put Banking Records on the Blockchain
Voice Recognition:The new normal for the insurance industry?
How can wealth management firms become compliant with EU GDPR?
Ethics are increasingly important to investment professionals’ careers, new CFA UK survey reveals
Hiring for regulatory changes dominates Accounting & Finance recruitment
New Survey Reveals Most Financial Firms are Not Prepared for GDPR
Regulatory Déjà Vu
Innovative Technology Will Help the Finance Sector with Compliance
SocieteGenerale selects big xyt’s Liquidity Cockpit for enhanced equities trading activity analysis
Liberum selects TeleWare for MiFID II compliance solution
Saxo Bank wins Best Mobile Trading Initiative at Sell Side Technology Awards
Truss Edge launches in Europe to support hedge funds and ETFs with portfolio management tasks
HubStor and Red Box Recorders Partner to Bring Voice Archiving Compliance to Microsoft Azure
SteelEye and Baringa Partners announce partnership to target RegTech market
Hastings Insurance Brokers chooses Solgari to deliver GDPR Compliant Cloud Business Communications Solution
Tier1CRM Welcomes Doug Christensen as its First Vice President of Strategy
Beyond the Deadline: What does ongoing GDPR compliance really look like?
Global Regulations Declare “Holistic Surveillance”A Must-Have
Steeleye Announces Technology Partnership With Cloud Communications Specialist Solgari
Triggered by Regulation – Why the Need to Comply is Driving Financial Services Firms to Adopt Data Management Best Practice
Are financial institutions ready for the Fourth Industrial Revolution?
Asset managers may face Q1 research bill shock
MAJOR BANKS ADOPT DROIT FULLY-DIGITIZED MIFID II TRADE COMPLIANCE SOLUTION
GOLDENSOURCE INTEGRATES TRAX REPORTING SERVICES TO HELP BANKS AND ASSET MANAGERS MEET MIFID II REQUIREMENTS
BIG XYT DELIVERS ENHANCED TRANSPARENCY ON SI VOLUMES UNDER MIFID II
SHIELD FC LAUNCHES NEW VERSION OF ECOMMS DATA MANAGEMENT PLATFORM AND COMPLIANCE REPORTING SUITE
SMARTKARMA OPENS FRANKFURT OFFICE TO SUPPORT THE BUILD-OUT OF ITS RESEARCH NETWORK ACROSS CONTINENTAL EUROPE
BREXIT ISSUES TO CONSIDER FOR LOAN DOCUMENTATION
FINANCIAL SERVICES OPERATIONS RECRUITMENT EXPECTED TO BULK MIDDLE OFFICE TEAMS
SGX COLLABORATES WITH FINTECH FIRM SMARTKARMA TO ROLL-OUT C-SUITE PILOT PROGRAM
FOR BANKS, THE TIME TO UTILITIZE WAS YESTERDAY
REGTECH WILL REDUCE WEALTH MANAGEMENT COMPLIANCE BUDGETS, SAYS GLOBALDATA
MIFID II – THE FINAL NAIL IN AN OUTDATED LEGAL PROCESS?
VOLANTE TECHNOLOGIES SUPPORTS SWIFT STANDARDS RELEASE 2018
SMARTKARMA LAUNCHES PREMIUM SERVICES, OFFERING A FULL SUITE OF INDEPENDENT, MIFID II COMPLIANT RESEARCH SERVICES TO THE BUY-SIDE
EXCELIAN, LUXOFT FINANCIAL SERVICES DELIVERS MIFID II COMPLIANT ORDER MANAGEMENT SYSTEM FOR GLOBAL TRADING HOUSE
C-SUITE PRIORITIES FOR 2018
ORTEC FINANCE BECOMES THE LATEST OFFICIAL PARTNER ON AVALOQ’S SOFTWARE EXCHANGE PLATFORM
MORGAN MCKINLEY LONDON EMPLOYMENT MONITOR: THE YEAR OPENS WITH RECORD JOBS LOW
CYBER READINESS REPORT A REMINDER OF FINANCIAL SERVICES FIRMS’ COMPLEX SECURITY NEEDS
WHAT ARE THE GOVERNANCE, RISK AND COMPLIANCE TRENDS SET TO SHAPE 2018?
HOW BANKS CAN MAKE THE MOST OF TECHNOLOGY IN 2018
SOLGARI & TENX2 ANNOUNCE GLOBAL GROWTH PARTNERSHIP TO DELIVER COMPLIANT, INTEGRATED OMNI-CHANNEL CLOUD COMMUNICATIONS SERVICES
REGULATION IMPACTS THE CONTRACTOR MARKET
SPEAKERBUS AND INSIGHTFUL TECHNOLOGY CREATE UNIQUE PARTNERSHIP TO DRIVE COMPLIANCE AND BUSINESS EFFICIENCY THROUGHOUT THE TRADING LIFECYCLE
A SIMPLER WAY TO FIND YOUR NEXT INVESTOR
SMARTKARMA EXPANDS TO NORTH AMERICA WITH ITS INNOVATIVE RESEARCH PLATFORM FOR UNCONFLICTED AND INDEPENDENT RESEARCH IN ASIAN EQUITIES
STARLEAF DELIVERS SOLUTION FOR MIFID II COMMUNICATIONS COMPLIANCE
THE ANNUAL MORGAN MCKINLEY SALARY GUIDE: GDPR AND IR35 DRIVING RECRUITMENT IN LONDON DESPITE BREXIT
COMPLIANCE AND REGULATION ARE TOP CFO PRIORITIES FOR 2018
SOLGARI ANNOUNCES NEW INVESTMENT IN PRODUCT ENHANCEMENT AND SALES CHANNEL ACCELERATION
LEIS- THE NEW GLOBAL LICENCE PLATE?
BE HONEST – WE’RE ONE YEAR IN BUT HAVE YOU DONE ANYTHING ABOUT THE FCA’S WIND DOWN GUIDELINES?
FINANCIAL COMPLIANCE: RULE, REGULATIONS AND THE INVESTMENT INDUSTRY’S INTERNAL COMMUNICATIONS PROBLEM
THOMSON REUTERS GOES LIVE WITH KEY MIFID II SERVICES TO HELP POWER FINANCIAL SERVICES INDUSTRY COMPLIANCE
SYNECHRON IDENTIFIES BIGGEST FINANCIAL SERVICES TECHNOLOGY TRENDS FOR 2018
THE END OF ENTERPRISE DATA MANAGEMENT AS WE KNOW IT: RADICAL CHANGES TO THE SOURCING, MASTERING AND DISTRIBUTION OF FINANCIAL DATA
WHAT IS MIFID II AND HOW WILL IT IMPACT SMES
HALF OF UK BUSINESSES ADMIT THEY DON’T KNOW MIFID II DEADLINE
ALPHAMETRY LAUNCHES RESEARCH UNBUNDLING GUIDE FOR ASSET MANAGERS
MICRO FOCUS TACKLES COMPLIANCE REQUIREMENTS ACROSS GDPR, MIFID II AND MORE WITH DIGITAL SAFE 10
GFT APPOINTS CRAIG PARFITT AS HEAD OF STRATEGY – ENGINEERING FOR THE ATLANTIC REGION, TO GROW ARTIFICIAL INTELLIGENCE, COGNITIVE AND MACHINE LEARNING CAPABILITIES GLOBALLY
SHAWBROOK BANK STRENGTHENS RISK MANAGEMENT CAPABILITIES WITH HOSTED SPREADSHEET MANAGEMENT SOLUTION
TOP 7 FINANCIAL SERVICES TRENDS THAT WILL DOMINATE 2018
MIFID II IS APPROACHING – IS YOUR BUSINESS READY?
SPEAKERBUS EXPANDS ASIAN REACH WITH NEW REGIONAL OFFICE IN KUALA LUMPUR
FIDOR BANK – PREDICTIONS FOR 2018
UK BUSINESSES STILL UNPREPARED JUST WEEKS AHEAD OF DEADLINE
FIVE RULES TO COPE WITH THE RADICAL CHANGES MIFID II IMPOSES ON FINANCIAL COMMUNICATION SYSTEMS
GOLDENSOURCE LAUNCHES NEW SOLUTION TO RELEASE IT AND REGULATORY REPORTING SHACKLES FOR ASSET MANAGERS
BRICKVEST – REAL ESTATE OUTLOOK FOR 2018
NEW LAW TRANSPOSING MIFID II INTO CYPRUS LAW – MAIN LEGISLATIVE CHANGES
FINANCE SECTOR FACES THREE PRONGED CHALLENGE ON CONSUMER DATA
WHY REGTECH WILL PLAY ITS WINNING HAND IN 2018
INTEGRAL ANNOUNCES APPOINTMENT OF VIKAS SRIVASTAVA TO CHIEF REVENUE OFFICER
DERIVATIVES SERVICE BUREAU REPORTS RISE IN REGISTRATIONS
PIMFA INAUGURAL ANNUAL SUMMIT TACKLES KEY ISSUES FOR THE INDUSTRY
SMARTKARMA RAISES SERIES B ROUND LED BY SEQUOIA
RULES OF ENGAGEMENT
CORVIL UNVEILS NEW UTC TRACEABILITY SOLUTION FOR MIFID II AND CAT COMPLIANCE
MIFID II – 100 DAYS OUT
ALPHAMETRY TARGETS MIFID II, TRANSFORMING RESEARCH PROCUREMENT ROI FOR THE BUY-SIDE
TRADING FIRMS CANNOT AFFORD MIFID II COMPLIANCE COMPLACENCY
MIFID II: UK FINANCIAL SERVICES SECTOR RISKS NON-COMPLIANCE AND €5M FINES THROUGH LACK OF AWARENESS, ACCORDING TO RESEARCH FROM NPL
MORE FIRMS SELECT DUCO FOR MANDATORY MIFID II RECONCILIATION
40 BUY SIDE LEADERS TO PRESENT AT TRADETECH ASIA 2017 IN SINGAPORE
REPORT FINDS 48% OF ASSET MANAGERS THINK REGULATION WILL CAUSE MOST DISRUPTION IN FUTURE
DC THOMSON INVESTS IN ERIC TO ENHANCE MIFID II READY UNBUNDLED RESEARCH PROVISION
BANKS NEED TO RESPOND TO RAPIDLY CHANGING CUSTOMER PREFERENCES, DIGITAL INTERFACES AND PLATFORM BUSINESSES TO THRIVE POST-CRISIS
NPL AND QUANTHOUSE PARTNER TO PROVIDE NPLTIME® PRECISE TIMING SERVICE TO MEET DEMAND AHEAD OF MIFID II IMPLEMENTATION
NEW REPORT INTO DATA QUALITY CONTROL CONFIRMS LACK OF READINESS FOR MIFID II
FIND OUT HOW MUCH YOUR WEALTH MANAGER IS REALLY CHARGING YOU, SAYS NETWEALTH
SMARTKARMA EXPANDS INTO EUROPE TO BRING INNOVATION AND TRANSPARENT PRICING TO EUROPEAN INVESTMENT RESEARCH, ADDRESSING MIFID II CONCERNS
5TH EDITION OPTIMISING FUNDAMENTAL REVIEW OF THE TRADING BOOK
8TH ANNUAL OPERATIONAL RISK MANAGEMENT IN THE DIGITAL AGE
CISI ANNOUNCES MIFID II SEMINAR PARTNERSHIP WITH THOMSON REUTERS
TORA INTEGRATES OTAS ANALYTICS TO HELP CLIENTS GENERATE ALPHA AND MEET MIFID II BEST EXECUTION REQUIREMENTS
PLATO PARTNERSHIP TO PROVIDE ACADEMICS WITH ACCESS TO BMLL DATA PLATFORM UNDER EUROPEAN MARKET STRUCTURE RESEARCH NETWORK
NPL PARTNERS WITH NEXGEN NETWORKSTO EXPAND NPLTIME® PRECISE TIMING SERVICE ACROSS EUROPE
CLUSTERSEVEN FACILITATES TRANSPARENCY AND CONTROL OF BUSINESS-CRITICAL SPREADSHEETS TO STREAMLINE AUDIT PROCESSES
WHAT IS MIFID II?
MIFID II: UNBUNDLING LESSONS FROM OTHER INDUSTRIES
TRAX MIFID II APA APPROVED BY FINANCIAL CONDUCT AUTHORITY
LEGACY SYSTEMS: THE NEXT FINANCIAL CRISIS?
PEGASYSTEMS RANKED AS TOP CATEGORY LEADER IN KYC SYSTEMS BY CHARTIS RESEARCH
LATEST ESMA Q&A DOCUMENT CLEARS UP MIFID II GREY AREAS
MIFID II; KEEP CALM, COMPLIANT AND IN THE CLOUD
IRELAND UNLOCKS UK FINANCIAL SERVICES GROWTH IN NEW REGULATORY LANDSCAPES
MACKEYRMS ANNOUNCES INTEGRATION OF ONEACCESS’ CORPORATE ACCESS & INTERACTIONS DATA
THE MIFID II COUNTDOWN CHECKLIST
90% OF BUY-SIDE FIRMS ARE AT RISK OF NON-COMPLIANCE BY MIFID II DEADLINE, JWG SURVEY FINDS
HOW REGTECH WILL PUT COMPLIANCE ON THE FRONT FOOT
MARKET REGULATIONS
MiFID II implications on Investment Research
RESEARCH UNBUNDLING – THE RACE FOR INNOVATION
WHY SHOULD WE CARE ABOUT HIGH-FREQUENCY TRADING WHEN THE MARKET EXISTS FOR THE INVESTOR?
ARTICLE FOR GLOBAL BANKING & FINANCE REVIEW FROM SIMON-KUCHER & PARTNERS
BUY-SIDE TRADING FIRMS NEED TO CHANGE TRADING BEHAVIOURS FOR SMOOTH MIFID II PROCESS
CISI DEAL WITH BALTIC FINANCIAL ADVISERS ASSOCIATION GOOD FOR CONSUMERS AND PRACTITIONERS
DUCO DOUBLES REVENUE AND EXPANDS GLOBAL FOOTPRINT
MISYS REGULATORY REPORTING TOOL HELPS BANKS BEAT MIFID II DEADLINE
BRICKNODE HELPS BROKERS AND ASSET MANAGERS BECOME MIFID II COMPLIANT
AXIA: ADVISORY SERVICE CAPABILITIES ENHANCED, MIFID II-READY
DATAART JOINS FIX TRADING COMMUNITY
OPUS TO REVOLUTIONIZE THE INTEGRATION OF ENTITY REFERENCE DATA INTO BUSINESS PROCESSES WITH NEW RESOLVE API
FAR-REACHING CONSEQUENCES: THE IMPLICATIONS OF MIFID II
JHC PARTNERS WITH DELTA FINANCIAL SYSTEMS TO INTEGRATE SIPP FUNCTIONALITY
REGULATORY COSTS EXPECTED TO MORE THAN DOUBLE FOR FINANCIAL SERVICES FIRMS, ACCORDING TO SURVEY FROM DUFF & PHELPS
INVESTEC BOLSTERS RESEARCH TEAM WITH TWO NEW HIRES, DEEPENING THEIR RESEARCH SERVICE OFFERING AHEAD OF MIFID 2
PLATO PARTNERSHIP AND LIQUIDMETRIX RESEARCH TO CO-OPERATE TO ASSESS BLOCK TRADE PERFORMANCE
SPOTLIGHT ON COMMUNICATIONS MONITORING
IMETA TECHNOLOGIES SELECTS JWG FOR REGULATORY INTERPRETATION SERVICES
IPC AND TRANSFICC ANNOUNCE COLLABORATION ON FIXED INCOME AND DERIVATIVES CONNECTIVITY
IPC INTRODUCES INDUSTRY’S FIRST COMPLIANCE POLICY ENGINE, AUTOMATING PROACTIVE FINANCIAL COMMUNICATIONS RULE ENFORCEMENT
PLATO PARTNERSHIP COMPLETES DEAL WITH TRADE INFORMATICS PLIA
COMPANIES STILL HAVE A LONG WAY TO GO TO MEET MIFID II REQUIREMENTS
CMU PROGRESS PAVES WAY FOR RETURN OF INNOVATION
FENERGO SIGNS FIRST SPANISH BANKING CLIENT FOR CLIENT LIFECYCLE MANAGEMENT TECHNOLOGY
AERIANDI STUDY HIGHLIGHTS UK FINANCIAL INSTITUTIONS ARE UNPREPARED FOR MIFID II LEGISLATION AND UNAWARE OF EXTENT OF PENALTIES
EZE SOFTWARE INTEGRATES OTAS ANALYTICS TO HELP TRADERS WITH BEST EXECUTION
DENTONS LAUNCHES NEW ONLINE MIFID II / MIFIR COMPLIANCE TOOL
PLATO PARTNERSHIP ANNOUNCES 15 NEW PARTNERS
ITG LAUNCHES TURNKEY RESEARCH PAYMENT ACCOUNT SOLUTION
UNPRECEDENTED LEVEL OF SCRUTINY OVER HEADCOUNT LEVELS AND HIRING DECISIONS
WHY COLLOCATE IN THE COUNTDOWN TO MIFID II COMPLIANCE?
MIFID II: THE REGULATORY BARRIER TO INNOVATION
IPC LAUNCHES CONNEXUS CHRONO
TRUPHONE LAUNCHES GLOBAL SMS RECORDING SOLVING THE BLACKBERRY MIGRATION CHALLENGE
RESEARCH UNBUNDLING IS A MAJOR CONCERN FOR ASSET MANAGERS
OTAS LAUNCHES INTRADAY LINGO
SYNECHRON SURVEY FINDS REGULATION REMAINS TOP 2017 FINANCIAL SERVICES PRIORITY
BRITISH SPEECH RECOGNITION COMPANY CLOSES GROWTH FUNDING ROUND FROM LEADING TECH INVESTORS
ALL I WANT FOR XMAAS IS …
GLASSBOX DIGITAL PREDICTS 2017 TO BE THE YEAR DIGITAL TRANSFORMATION COMES OF AGE
TNS MARKS 20 YEAR ANNIVERSARY BY EXPANDING REACH TO MORE THAN 2,000 ENDPOINTS
CLOUDERA CONTINUES GLOBAL MOMENTUM IN FINANCIAL SERVICES SECTOR
SOCIETE GENERALE OFFERS INNOVATIVE INVESTMENT RESEARCH SOLUTION WITH SMARTKARMA’S AWARD WINNING EQUITY RESEARCH PLATFORM
PORTWARE RELEASES V6.4 OF THE THINKING MULTI-ASSET EMS
GOLDENSOURCE EXPANDS SERVICES TO INCLUDE ACCESS TO ICE DATA SERVICES’ PRICING AND REFERENCE DATA
FONETIC BOOSTS TECHNOLOGY EXPERTISE AHEAD OF MIFID II APPOINTS VOXSMART CEO AS NEW NON-EXECUTIVE DIRECTOR
VERMILION SELECTED FOR PRIVATE CLIENT REPORTING AT REDMAYNE-BENTLEY
MEETING NEW FINANCIAL LEGISLATION WITH DIGITAL RECORD AND REPLAY
MIFID II WILL LEAD TO IFA BUSINESS MODEL OVERHAUL, SAYS NEW STUDY
PREPARING FOR MIFID II: WHAT TO LOOK FOR IN A CALL RECORDING AND ARCHIVING SOLUTION
SOLGARI LAUNCHES USER APPLICATION SUITE TO EMPOWER FINANCIAL SERVICES ORGANISATIONS WITH SEAMLESS AND COMPLIANT END-TO-END CLOUD COMMUNICATIONS
45 CEOS TO GET TOGETHER AT TRADETECH ASIA 2016 IN SINGAPORE
RED BOX AND BLOOMBERG PARTNER TO PROVIDE COMPREHENSIVE RECORD KEEPING AND TRADE RECONSTRUCTION SERVICES FOR FINANCIAL COMPLIANCE
EDISON PREDICTS A CONTRACTION IN SELL-SIDE COVERAGE AND SUPPORT AND A MORE CONCENTRATED BUY-SIDE AS A RESULT OF MIFID II
SAMSUNG SDS LAUNCHES MIFID II-COMPLIANT MOBILE RECORDING SOLUTION
TAKING A DATA-FIRST APPROACH TO MIFID II COMPLIANCE
QUMRAM LAUNCHES FULLY-COMPLIANT WHATSAPP SOCIAL MEDIA RECORD-KEEPING
ADJUSTING TO THE REGULATORY ENVIRONMENT
CYBER-SECURITY SPECIALIST POST-QUANTUM INVESTS IN BUSINESS DEVELOPMENT TO FUEL ITS FINANCIAL MARKETS PUSH
HIGH FREQUENCY TRADING IS IN THE FCA’S CROSSHAIRS
PLATO PARTNERSHIP ENTERS COOPERATION AGREEMENT WITH TURQUOISE
GLASSBOX DIGITAL PUBLISHES 10 DIGITAL CHANNEL RECORD KEEPINGRECOMMENDATIONS FOR MIFID II AND MIFIR COMPLIANCE
HOW TECHNOLOGY CAN HELP UTILITIES SPREAD THEIR FUTURE AND RETURN TO PROFITABILITY AND GROWTH
NATIONAL PHYSICAL LABORATORY SIGNS AGREEMENT WITH UBS AND TMX ATRIUM® TO PROVIDE A NEW NETWORK TIMING SERVICE
FOUR POST-BREXIT REGULATORY CONSIDERATIONS
BREXIT PIVOT
RSRCHXCHANGE AND SUBSTANTIVE RESEARCH PARTNER TO HELP ASSET MANAGERS ACCESS AND PROCURE MACRO INVESTMENT RESEARCH
MIFID II AND SOLVENCY II MOST PRESSING REGULATIONS, SAY ASSET MANAGERS
BREXIT AND THE UK FINANCIAL SECTOR
TIME TO GET READY FOR MIFID II NOW – WHO FACES THE BIGGEST CHALLENGE?
BREXIT UPDATE: WHAT’S NEXT FOR THE GLOBAL MARKETPLACE
NEWVOICEMEDIA PUTS CUSTOMERS AT THE HEART OF ITS SUMMER ’16 RELEASE TO ENABLE MORE SUCCESSFUL CONVERSATIONS
DEMYSTIFYING MAR IN A TESTING GENERATION
MOBILE VOICE RECORDING: WHY IT’S ESSENTIAL IN 2016 AND WHAT YOU NEED TO KNOW
DEFENDING THE UK’S FINANCIAL TRADING SECTOR
ADAM PHONES JOINS FORCES WITH EE AND NATTERBOX TO DELIVER FULLY COMPLIANT MOBILE VOICE RECORDING SOLUTION
SOFTWARE AG LAUNCHES NEW TOTAL SURVEILLANCE SOLUTION FOR FINANCIAL INSTITUTIONS
SMARTKARMA RAISES $4.7MILLION USD; POSITIONS ITS PREMIER COLLABORATIVE RESEARCH MARKETPLACE FOR GLOBAL LEADERSHIP
IPC SIGNIFICANTLY EXPANDS PORTFOLIO OF COMPREHENSIVE COMPLIANCE SOLUTIONS FOR FINANCIAL INDUSTRY
60 PER CENT OF WEALTH MANAGERS UNDER THREAT FROM SUPERIOR TECHNOLOGY, REVEALS DELPHIX
ENSURING TRADERS PASS THE TEST OF MIFID II AND MAR
USING CLOUD TO ACHIEVE FINANCIAL SERVICES COMPLIANCE
BANKS CAN CLIMB OUT OF THEIR SILOS IF THEY USE OPERATIONAL INTELLIGENCE
THE SENIOR MANAGEMENT REGIME TAKES SHAPE
BANKING ON TRADE STORES: MINIMISING RISK AND MAINTAINING COMPLIANCE
There are no secrets that time does not reveal
MOVING TOWARDS A NEW REGULATORY PEAK
WHITE PAPER – MAY THE DATA BE WITH YOU
EUROBASE ENGAGES FMR ADVISORY LTD.
MIFID II WILL BE VERY DEMANDING – HERE’S HOW TO AVOID THE PITFALLS
TACKLING REGULATION AND COMPLIANCE ISSUES IN THE FINANCIAL SERVICES SECTOR – THERE IS HELP AT HAND
STEVEN BOX TAKES ON INTERNATIONAL CEO ROLE AT BIBBY
MIFID II – AS THE GREEKS WOULD SAY, “THERE IS NO AVOIDANCE IN DELAY”
DELAY OR NO DELAY – WHY FIRMS STILL NEED TO KNOW THEIR STATE OF COMPLIANCE NOW AHEAD OF MIFID II
The rehabilitation of financial services
ORC INTRODUCES PIONEERING TRADING SOLUTION AND NEW EXPERT SERVICES OFFERING TO FACILITATE MIFID II TRANSITION
PREPARING FOR MIFID II COMPLIANCE WHY YOU NEED A STRATEGIC SOLUTION TO REGULATORY CHANGES
WHAT CAN BANKS DO TO TACKLE THE CHALLENGE OF REGULATORY COMPLIANCE?
COMPLIANCE CONTINUES TO BE A KEY DRIVER FOR FINANCIAL INSTITUTIONS
LINX-NETWORKS TEAMS WITH VOXSMART TO STRENGTHEN MOBILE CALL RECORDING SERVICE
TACKLING THE COMPLIANCE COST SURGE WITH DATA VIRTUALISATION
FINANCIAL SERVICES REFORM: WHAT YOU NEED TO KNOW
THE THEORY OF EVERYTHING – AND TCA
REMIT IMPLEMENTING ACTS: CAN TECHNOLOGY HELP ENERGY MARKETS PARTICIPANTS COMPLY?
CATALYST RE-ENGINEERS COMPRESSION TO SAVE HEDGE FUNDS $MLNS THROUGH OTC IRS PORTFOLIO OPTIMISATION
ALICE IN REGULATORY LAND – THE STORY OF A FINANCIAL REGULATORY TEA PARTY
FENERGO DEBUTS ON CHARTIS RISKTECH100®
SETTING THE STAGE FOR REGULATORY CHANGE IN 2015
AXIOMSL LAUNCHES SOLUTION FOR AUSTRIAN SMART CUBE REPORTING REQUIREMENTS
FENERGO SCOOPS INDUSTRY AWARD FOR INTERNATIONAL GROWTH
MIFID II: AS THE DUST SETTLES ON THE EMIR AND REMIT ROLLOUT, A NEW LAYER OF REGULATORY RISK IS SET TO LAND ON COMMODITY TRADERS
TRANSACTION REPORTING UNDER EMIR
RED BOX RECORDERS HELPS FINANCIAL INSTITUTIONS MEET INCREASING REGULATIONS
DATA SUPPLY CHAIN DRIVES COMPETITION IN FINANCIAL SECTOR
EMIR: CLOUDS ON THE HORIZON?
DOES EQUITY ANALYST RESEARCH LACK RIGOUR AND OBJECTIVITY
FONETIC LAUNCHES LINGUISTICS VOICE PLATFORM
IMPACT OF TECHNOLOGY ON THE FINANCIAL SECTOR
RULE FINANCIAL POSTS RECORD REVENUES POWERED BY GLOBAL EXPANSION
BMO CAPITAL MARKETS SELECTS FENERGO’S REGULATORY ONBOARDING SOLUTION
MIFID II – A RADICAL CONTRIBUTION TO THE DEVELOPMENT OF DATA LAW?
MY HOUSE MY RULES
BERMUDA-BASED CLARIEN BANK LIMITED LAUNCHES FULL-SERVICE OFFSHORE SOLUTION FOR INTERNATIONAL CLIENTS
ALL UNDER CONTROL? MARKET IMPLICATIONS OF IMPLEMENTING THE ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE
Fenergo Regulatory Onboarding
TOP TEN TIPS FOR BANKING COMPLIANCE SUCCESS
IMPACT OF NEW REGULATIONS ON EUROPEAN FINANCIAL INSTITUTIONS: CRYSTAL BALL GAZING FOR OPPORTUNITIES
MEETING THE REQUIREMENTS OF BCBS 239 – AGGREGATING AND REPORTING RISK DATA
THE NEW FACE OF GLOBALISATION
AUTOREK HELPS DELIVER AUTOMATED CLIENT MONEY RECONCILIATION FOR AVATRADE
MOBILE MIND SHIFT – Trading by mobile and staying compliant
COGNIZANT ACQUIRES EQUINOX CONSULTING, A FINANCIAL SERVICES CONSULTING FIRM IN FRANCE
THE UK RETAIL DISTRIBUTION REVIEW: A REFORM TOO FAR?
FCA DEPARTS FROM EU RULES – A SIGN OF A CONTINUING TREND?
The Path Forward on OTC Derivatives for the EU and US
Fonetic Announces Global Launch of Dodd-Frank and MiFID Trading Record Keeping Compliance Solution
Strategic Data Management – the cost effective way of dealing with regulation
Get to Grips with Client & Counterparty Data Management for Regulatory Onboarding
Fenergo launches next-generation Client & Counterparty Data Management solution to support regulatory onboarding
The future for the financial services industry will be a more regulated one
Basel III – Who has the stamina?
Increasing Data Volumes Cause Increase in Financial Infrastructure Externalisation
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