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Regulation

Latest articles

Image for Does employee behaviour pose the greatest risk to the sector’s reputation?
Top Stories

Does employee behaviour pose the greatest risk to the sector’s reputation?

Mary Clarke, CEO of Cognisco, a human capital risk solutions company, looks at how the banking secto...

27th February, 2013

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Technology

1st Credit takes Compliance into the Cloud

1st Credit is a leading U.K. debt collection agency responsible for managing more than $8 billion in...

21st February, 2013

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Investing

Retail Platform Transfers – Good News!

Ben Cocks, Director of Altus Ltd There haven’t been many good news stories for the financial s...

20th February, 2013

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Investing

Displaced Financial Advisers find True Potential

13 February 2013: True Potential Wealth Management LLP, one of the fastest growing advice firms in t...

15th February, 2013

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Top Stories

How the USA and its Dodd Frank Reform can learn from call recording legislation in the UK

By Neil Hammerton, CEO of Natterbox In November 2011, the UK’s Financial Services Authority introduc...

13th February, 2013

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Banking

Not enough discussion has taken place about how banks should ring-fence different parts of their operation

By Richard Goold, Executive Director, and Alistair Catto, Principal, at transformation consultancy M...

13th February, 2013

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Top Stories

What are the new challenges of regulation that will present themselves in 2013?

Throughout 2012, there was a great deal of uncertainty in the financial services industry as organis...

13th February, 2013

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Finance

Understanding the RDR: What can the investing public and IFAs expect?

Daniel Harrison, Senior Partner at True Potential explains what the regulations in the Retail Distri...

2nd February, 2013

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Top Stories

Leading claims management firm launches All Square Treasury following FSA announcement

Today the Financial Services Authority (FSA) announced the findings of its pilot study into the mis-...

1st February, 2013

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Interviews

Interview with Rafael Neustadt, FXFlat CEO

1) Who is Rafael Neustadt? I was born in Düsseldorf Germany and still live here since now 37 years....

30th January, 2013

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Top Stories

First EARNIE customer conference helps attendees get the most out of their payroll

Thursday 17th January saw EARNIE, part of IRIS Software Group, hold its first ever customer conferen...

30th January, 2013

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Top Stories

The big question about big data

Patrick Keddy, Senior Vice President, Western Europe, Iron Mountain “Big data” was the buzzword of 2...

24th January, 2013