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TOP Financial Group TOP · USD

Financials · US listing · 🇺🇸 United States

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15.80

+19.25%

Close of 9 Nov 2026, in USD

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About TOP Financial Group

From its filings with the US Securities and Exchange Commission

SEC filings

TOP Financial Group is based in Houston, Texas and is incorporated in Cayman Islands. Its shares trade on Nasdaq under the ticker TOP. The SEC classifies its business as security & commodity brokers, dealers, exchanges & services. In the fiscal year to 31 March 2026, it reported revenue of $4.7m and a net loss of $1.2m. At that date it held total assets of $86.1m and shareholders' equity of $33.9m.

Read the filing on SEC.gov ↗

Company facts

Sector
Financials
Industry
Capital Markets
Listed since
1 Jun 2022
Employees
11
Website
zyfgl.com ↗
Head office
4201 MAIN STREET, SUITE 200, HOUSTON, TX, 77002
Incorporated in
E9
Classification
Security & Commodity Brokers, Dealers, Exchanges & Services
Filer status
Non-accelerated filer<br>Smaller reporting company<br>Emerging growth company

Leadership

Pay as last reported

  • Ms. Junli YangChairman of the Board, since 2019
  • Mr. Ka Fai YuenChief Executive Officer, Director, since 2021
  • Ms. Yung Yung LoChief Financial Officer
  • Ms. Hoi Ling TamChief Operating Officer
  • Ms. Mei CaiIndependent Director Appointee
  • Mr. Anthony ChanIndependent Director Appointee
  • Mr. Mau Chung NgIndependent Director Appointee

Environmental, social and governance

Scores out of 100, from our data supplier

ESG
Overall
0
Environment
0
Social
0
Governance
0

SWOT analysis

AI-generated by our data supplier. Not written or checked by our editors.

AI-generated

Strengths

  • TOP Financial Group Ltd. provides futures brokerage services through Esunny platform with 11 employees.
  • The company offers diverse financial services including stock brokerage and currency exchange.
  • Operating two trading platforms, Esunny for futures and 2Go for stock trading, enhances service reach.

Weaknesses

  • The company has only 11 full-time employees, limiting operational capacity.
  • Limited to Hong Kong operations without international expansion mentioned.
  • No mention of significant market share or client base in the facts.

Opportunities

  • Expanding futures brokerage services through Esunny platform in Hong Kong market.
  • Increasing stock brokerage services via 2Go platform in Financials sector.
  • Potential growth in structured note subscriber services within Hong Kong Financials.

Threats

  • Competition from larger financial firms in Hong Kong Financials sector.
  • Regulatory changes in Hong Kong affecting futures brokerage services.
  • Dependence on two trading platforms without diversification mentioned.

Sources and methodology

Data on this tab
Our data supplier
Chart on the Overview
TradingView

Nothing here is investment advice. Prices can be delayed or wrong, so check with the exchange before relying on them. Data for this page. How we cover markets.