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PhenixFIN PFX · USD

Financials · US listing · 🇺🇸 United States

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40.78

-2.97%

Close of 9 Nov 2026, in USD

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About PhenixFIN

From its filings with the US Securities and Exchange Commission

SEC filings

PhenixFIN is based in New York, New York and is incorporated in Delaware. Its shares trade on Nasdaq under the ticker PFX. In the fiscal year to 30 September 2025, it reported net income of $4.2m. At that date it held total assets of $316.9m and shareholders' equity of $160.8m.

Read the filing on SEC.gov ↗

Company facts

Sector
Financials
Industry
Capital Markets
Listed since
20 Jan 2011
Employees
6
Head office
445 PARK AVENUE, NEW YORK, NY, 10022
Incorporated in
DE
Filer status
Non-accelerated filer

Leadership

Pay as last reported

  • Mr. David LorberChairman of the Board, Chief Executive Officer, since 2019$2.9m
  • Ms. Ellida McmillanChief Financial Officer$1.3m
  • Mr. Arthur AinsbergLead Independent Director$215,500
  • Mr. Howard AmsterIndependent Director$166,000
  • Ms. Karin Hirtler-GarveyIndependent Director$191,000
  • Mr. Lowell RobinsonIndependent Director$177,500

Environmental, social and governance

Scores out of 100, from our data supplier

ESG
Overall
0
Environment
0
Social
0
Governance
0

SWOT analysis

AI-generated by our data supplier. Not written or checked by our editors.

AI-generated

Strengths

  • PhenixFIN Corp has a clear investment objective focused on generating current income and capital appreciation.
  • The company operates with a small team of six full-time employees, indicating lean operational structure.
  • PhenixFIN Corp is a closed-end management investment company with a specific focus on privately held companies.

Weaknesses

  • The company's portfolio includes investments rated below investment grade, indicating higher risk exposure.
  • PhenixFIN Corp has limited employee count, which may constrain its operational capacity and scalability.
  • The company's investment strategy involves significant reliance on loans and private equity, which can be volatile.

Opportunities

  • PhenixFIN Corp could expand its investment in publicly traded companies to diversify its portfolio.
  • The company may leverage its asset-based lending business to pursue additional strategic opportunities.
  • Growing demand for private equity investments presents a potential market expansion avenue.

Threats

  • The company faces risks associated with below-investment-grade loan ratings in its portfolio.
  • Economic downturns could negatively impact the performance of its private equity and loan investments.
  • Competition from larger financial institutions may limit PhenixFIN Corp's market share growth.

Sources and methodology

Data on this tab
Our data supplier
Chart on the Overview
TradingView

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