305.49
+3.38%
Close of 9 Nov 2026, in USD
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About LPL Financial Holdings
From its filings with the US Securities and Exchange Commission
LPL Financial Holdings is based in San Diego, California and is incorporated in Delaware. Its shares trade on Nasdaq under the ticker LPLA. The SEC classifies its business as security & commodity brokers, dealers, exchanges & services. In the fiscal year to 31 December 2025, it reported revenue of $16.99bn and net income of $863.0m. At that date it held total assets of $18.49bn and shareholders' equity of $5.34bn.
LPL serves the financial advisor-mediated marketplace as the nation’s largest independent broker-dealer, a leading investment advisory firm, and a top custodian. We support more than 32,000 financial advisors, and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $2.4 trillion in brokerage and advisory assets. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run successful businesses.
We are steadfast in our commitment to the advisor-mediated model and the belief that investors deserve access to personalized guidance from a financial advisor. We believe advisors should have the freedom to choose the business model, services and technology they need to manage their client relationships. We believe investors achieve better outcomes when working with a financial advisor, and we strive to make it easy for advisors to do what is best for their clients.
Quoted from its 10-K, filed 23 Feb 2026. Read the filing on SEC.gov ↗
Company facts
- Sector
- Financials
- Industry
- Capital Markets
- Listed since
- 18 Nov 2010
- Employees
- 10,000
- Website
- lplfinancial.lpl.com ↗
- Head office
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Incorporated in
- DE
- Classification
- Security & Commodity Brokers, Dealers, Exchanges & Services
- Filer status
- Large accelerated filer
Leadership
Pay as last reported
- Mr. James PutnamIndependent Non-Executive Chairman of the Board$440,279
- Mr. Matthew AudettePresident, Chief Financial Officer$4.4m
- Mr. Richard SteinmeierChief Executive Officer, Director, since 2018$4.7m
- Ms. Sara DadyarChief Human Resources Officer, Managing Director
- Mr. Greg GatesManaging Director, Chief Technology and Information Officer$3.9m
- Ms. Althea BrownManaging Director, Chief Legal Officer and Corporate Secretary$3.0m
- Mr. Marc CohenManaging Director - Business Strategy and Innovation
- Mr. Matthew EnyediManaging Director - Client Success$2.9m
- Ms. Aneri JambusariaManaging Director - Wealth Management
- Mr. Edward BernardIndependent Director$315,279
- Ms. H. Paulett EberhartIndependent Director$330,279
- Mr. William GlavinIndependent Director$312,867
Environmental, social and governance
Scores out of 100, from our data supplier
- Overall
- 73
- Environment
- 81
- Social
- 75
- Governance
- 62
- Direct emissions (scope 1)
- 893 t
- Energy emissions (scope 2)
- 4,110 t
- Value chain emissions (scope 3)
- 6,165 t
- Women in the workforce
- 49%
- Carbon reduction policy
- No
- Human rights policy
- Yes
SWOT analysis
AI-generated by our data supplier. Not written or checked by our editors.
Strengths
- LPL Financial Holdings Inc, a leading provider of investment and wealth management services, has several strengths that contribute to its success:
Weaknesses
- Despite its strengths, LPL Financial also faces certain weaknesses that could hinder its performance:
Opportunities
- LPL Financial can capitalize on various opportunities to further enhance its position in the market:
Threats
- LPL Financial must also be aware of potential threats that could impact its operations and growth:
Sources and methodology
- Data on this tab
- Our data supplier
- Chart on the Overview
- TradingView
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