15.09
+1.55%
Close of 9 Nov 2026, in USD
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About Gladstone Investment
From its filings with the US Securities and Exchange Commission
Gladstone Investment is based in Mclean, Virginia and is incorporated in Delaware. Its shares trade on Nasdaq under the ticker GAIN. In the fiscal year to 31 March 2026, it reported net income of $184.8m. At that date it held total assets of $1.32bn and shareholders' equity of $668.2m.
We were incorporated under the General Corporation Law of the State of Delaware on February 18, 2005. On June 22, 2005, we completed our initial public offering and commenced operations. We operate as an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the Investment Company Act of 1940, as amended (the “1940 Act”). For U.S. federal income tax purposes, we have elected to be treated as a RIC under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). To continue to qualify as a RIC for U.S. federal income tax purposes and obtain favorable RIC tax treatment, we must meet certain requirements, including certain minimum distribution requirements.
As of March 31, 2026, shares of our common stock, our 5.00% Notes due 2026 (“5.00% 2026 Notes”), our 4.875% Notes due 2028 (“4.875% 2028 Notes”), our 7.875% Notes due 2030 ("7.875% 2030 Notes") and our 7.125% Notes due 2031 ("7.125% 2031 Notes") are traded on the Nasdaq Global Select Market (“Nasdaq”) under the trading symbols “GAIN,” “GAINN,” “GAINZ,” "GAINI," and "GAING," respectively. Our 6.875% Notes due 2028 ("6.875% 2028 Notes") are not listed.
Quoted from its 10-K, filed 12 May 2026. Read the filing on SEC.gov ↗
Company facts
- Sector
- Financials
- Industry
- Capital Markets
- Listed since
- 23 Jun 2005
- Employees
- 78
- Website
- ir.gladstoneinvestment.com ↗
- Head office
- 1521 WESTBRANCH DRIVE, MCLEAN, VA, 22102
- Incorporated in
- DE
- Filer status
- Non-accelerated filer
Leadership
Pay as last reported
- Mr. David GladstoneChairman of the Board, Chief Executive Officer, since 2005
- Mr. David DullumPresident, since 2005
- Mr. Taylor RitchieChief Financial Officer, Treasurer
- Mr. Michael LicalsiGeneral Counsel, Secretary
- Ms. Paula NovaraHead - Human Resources, Facilities and Office Management and IT, Director
- Ms. Michela EnglishIndependent Director$37,000
- Ms. Katharine GorkaIndependent Director$19,208
- Mr. John OutlandIndependent Director$52,000
- Mr. Anthony ParkerIndependent Director$48,500
- Mr. Walter WilkinsonIndependent Director$44,000
Environmental, social and governance
Scores out of 100, from our data supplier
- Overall
- 0
- Environment
- 0
- Social
- 0
- Governance
- 0
SWOT analysis
AI-generated by our data supplier. Not written or checked by our editors.
Strengths
- Strong track record: Gladstone Investment Corp has a consistent history of delivering solid financial performance and generating returns for its investors.
- Diverse investment portfolio: The company has a well-diversified portfolio, which helps mitigate risks and provides opportunities for growth across multiple sectors.
- Experienced management team: Gladstone Investment Corp is led by a team of seasoned professionals with extensive knowledge and expertise in investment strategies and managing private equity funds.
Weaknesses
- Exposure to economic fluctuations: The company's performance is sensitive to changes in the overall economy, which can impact the value of its investments and potentially result in losses.
- Reliance on external funding: Gladstone Investment Corp depends on external financing sources to support its investments, which can be a vulnerability if access to capital becomes limited or expensive.
- Market competition: The private equity industry is highly competitive, and Gladstone Investment Corp faces competition from both established players and new entrants, which could impact its ability to identify and secure attractive investment opportunities.
Opportunities
- Sector-specific growth: The company can capitalize on emerging industry trends and invest in sectors with strong growth potential, such as technology, healthcare, or renewable energy.
- Expansion of investor base: Gladstone Investment Corp has the opportunity to attract new investors and expand its capital base, which can provide additional resources for future investments.
- Strategic partnerships: Collaborating with strategic partners can enhance Gladstone Investment Corp's deal sourcing capabilities, access to specialized knowledge, and potential for co-investments or joint ventures.
Threats
- Economic downturns: During economic downturns or market downturns, Gladstone Investment Corp may face challenges in exiting investments or realizing anticipated returns.
- Regulatory changes: Changes in regulations governing the private equity industry or tax policies could impact the company's operations, compliance costs, and overall profitability.
- Financial market instability: Volatility in financial markets can affect the valuations of Gladstone Investment Corp's investments and potentially limit its ability to secure favorable terms for future transactions.
Sources and methodology
- Data on this tab
- Our data supplier
- Chart on the Overview
- TradingView
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