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S

Southwest Securities Co 600369.SS · CNY

Financials · Shanghai · 🇨🇳 China

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3.86

-1.28%

Close of 9 Nov 2026, in CNY

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About Southwest Securities Co

Its shares trade on Shanghai under the ticker 600369.SS. It has been listed since 9 January 2001. In the fiscal year to 31 December 2025, it reported revenue before interest expense of CN¥2.94bn and net income of CN¥1.06bn. At that date it held total assets of CN¥104.74bn and shareholders' equity of CN¥26.25bn.

Southwest Securities Co., Ltd. engages in the securities and futures brokerage, investment banking, self-operated, and asset management business. The company is headquartered in Chongqing, Chongqing. The company went IPO on 2001-01-09. The firm operates its businesses through five segments. The Brokerage Business segment mainly provides clients with securities brokerage services. The Investment Banking Business segment mainly provides customers with services such as equity financing, debt financing and financial advisory. The Self-operated Business segment mainly uses its own funds and legally raised funds to make active investments and quantitative investments in the capital market. The Asset Management Business segment provides investment management services to customers. Other segment is engaged in the new third board business and over-the-counter market business, and carry out private equity, direct equity investment, alternative investment, cross-border and overseas financing through its subsidiaries.

Figures and description from our data supplier, not checked against the company's own report.

Company facts

Sector
Financials
Industry
Capital Markets
Listed since
9 Jan 2001
Employees
2,448
Website
swsc.com.cn ↗

Leadership

Pay as last reported

  • Mr. Donglin JiangChairman of the Board, since 2024
  • Mr. Ping YeDeputy General Manager, General Manager - Finance and Accounting UnitCN¥31,200
  • Mr. Ming HuaChief Information OfficerCN¥878,100
  • Mr. Tiancai ZhaoChief Compliance Officer, Chief Risk Officer, Chief Anti-Money Laundering Compliance OfficerCN¥806,100
  • Mr. Yusong YangGeneral Manager, Director, since 2023CN¥104,000
  • Mr. Jun LiDeputy General Manager, Secretary of the Board, Director, since 2021CN¥607,900
  • Mr. Wei WangDeputy General Manager, Executive President - Brokerage Business Division, General Manager - Operation Management Unit
  • Ms. Li ZhangDeputy General Manager
  • Mr. Xu ZhangDeputy General Manager
  • Ms. Xia JiangDirectorCN¥40,000
  • Mr. Peng TanDirector
  • Ms. Min ZhangDirector

Environmental, social and governance

Scores out of 100, from our data supplier

ESG
Overall
69
Environment
42
Social
87
Governance
79
Direct emissions (scope 1)
139.12 t
Energy emissions (scope 2)
2,849.96 t
Women in the workforce
47.04931%
Carbon reduction policy
Yes
Human rights policy
Yes

SWOT analysis

AI-generated by our data supplier. Not written or checked by our editors.

AI-generated

Strengths

  • Southwest Securities employs 2448 employees in Chongqing for financial services.
  • The company operates five business segments including brokerage and investment banking.
  • Southwest Securities has been listed since 2001 with a strong market presence.

Weaknesses

  • The company's headquarters in Chongqing may limit its national reach.
  • Southwest Securities relies on traditional brokerage services without new product innovation.
  • The firm's self-operated business segment faces market volatility risks.

Opportunities

  • Expanding into the new third board business through subsidiaries offers growth potential.
  • The asset management segment can leverage increasing demand for investment services.
  • Southwest Securities can grow in the over-the-counter market business segment.

Threats

  • Competition from other financial services firms in the CN market is intense.
  • Regulatory changes in the Financials sector could impact operations.
  • The investment banking segment faces challenges from global economic fluctuations.

Sources and methodology

Data on this tab
Our data supplier
Chart on the Overview
TradingView

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