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French watchdog fines H2O Asset Management, executives over Tennor investments
(Reuters) – France’s financial markets watchdog AMF said on Tuesday it had fined H2O Asset Managemen...
4th January, 2023
regulatory framework
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Technology
Technology and regulation must go hand in hand for financial services
By Henry Balani, Global Head of Industry & Regulatory Affairs at Encompass Corporation In recent mon...
3rd January, 2023
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Polish regulator accuses T-Mobile of misleading advertising
WARSAW (Reuters) – Polish regulator UOKiK has accused the Polish unit of T-Mobile of misleading adve...
2nd January, 2023
Business
Blowing the Whistle in 2023
By Jan Stappers, EU Whistleblowing Specialist at NAVEX Whistleblowing means holding power to account...
27th December, 2022
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Austrian regulator orders system-relevant banks to up capital buffers
BERLIN (Reuters) – Austrian banking regulator FMA said on Thursday it has ordered system-relevant ba...
22nd December, 2022
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EU opens antitrust probe into Broadcom’s $61 billion VMware bid
PARIS (Reuters) -European antitrust regulators have opened an in-depth investigation into U.S. chipm...
21st December, 2022
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British bank TSB fined 48.7 million pounds over botched IT migration
By Tom Wilson and Jesús Aguado LONDON/MADRID (Reuters) -British lender TSB has been fined 48.65 mill...
20th December, 2022
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Medical device makers drop products as EU law sows chaos
By Maggie Fick LONDON (Reuters) – Nicola Osypka’s German company has been selling medical devices us...
19th December, 2022
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Metro Bank, former top bosses fined over reporting error
By Iain Withers LONDON (Reuters) – British challenger bank Metro and two of its former executives ha...
12th December, 2022
Finance
2023 FINTECH PREDICTIONS AND GLOBAL COMPLIANCE OUTLOOK
The resilience of the financial markets was truly put to the test in 2022 as many of the risks outli...
6th December, 2022
Banking
Building operational resilience – prepare for risk events or get punished
By Gary Lynam, Director of ERM Advisory, Protecht Financial Institutions must put operational resili...
5th December, 2022
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FTX collapse shows urgent need to finalise EU crypto rules, says European Commission
By Huw Jones LONDON (Reuters) -The “questionable practices” at now collapsed crypto exchange FTX wou...
30th November, 2022