GBAF Logo
Global Banking & Finance Awards® 2026 Nominations open, free to enter Nominate now →

compliance

Latest articles

Image for Dion appoints Achim Kleber to its European Sales Team
Top Stories

Dion appoints Achim Kleber to its European Sales Team

Dion Global Solutions (BSE: 526927), technology partner to the financial services industry, has...

24th June, 2013

Image for Fonetic Announces Global Launch of Dodd-Frank and MiFID Trading Record Keeping Compliance Solution
Top Stories

Fonetic Announces Global Launch of Dodd-Frank and MiFID Trading Record Keeping Compliance Solution

Spanish interaction analytics firm launches globally; Signs worldwide deal with The Santander Group...

24th June, 2013

Image for Good financial reporting needs more than simply data
Finance

Good financial reporting needs more than simply data

Jim McGivern, senior business consultant of financial data management provider AutoRek, looks at com...

24th June, 2013

Image for Strategic Data Management – the cost effective way of dealing with regulation
Business

Strategic Data Management – the cost effective way of dealing with regulation

David Marriage, Head of Strategy & Business Advisory at IMGROUP and Suranjan Som, Joint Practice...

18th June, 2013

Image for Making Smart Decisions
Business

Making Smart Decisions

In this article, Craig Bumby, Business Development Manager for Professional SAM Products &...

18th June, 2013

Image for Regaining Ownership of Corporate eDiscovery
Business

Regaining Ownership of Corporate eDiscovery

Expert Advice from Espion Introduction Traditionally, financial institutions responding to litigatio...

14th June, 2013

Image for NICE Launches Proactive Compliance Solution for Trading Floors
Top Stories

NICE Launches Proactive Compliance Solution for Trading Floors

The solution offers financial institutions an advanced compliance management system to help them add...

11th June, 2013

Image for Wolters Kluwer Financial Services Announce New Conduct Risk Governance Solution for Firms Regulated by the FCA
Top Stories

Wolters Kluwer Financial Services Announce New Conduct Risk Governance Solution for Firms Regulated by the FCA

Industry Experts Advise Financial Institutions What to Expect Under the FCA and How Best to Approach...

22nd May, 2013

Image for List of Binary Options Brokers in the United States
Trading

List of Binary Options Brokers in the United States

1 Anyoption2 Banc De Binary3 OptionsClick4 24option5 EZTrader6 First Binary Option7 GlobalOption8 Ik...

12th April, 2013

Image for Acing Compliance Audits
Top Stories

Acing Compliance Audits

Derek Schwartz, Senior Vice President Financial Services, SEEBURGER Compliance is a major concern fo...

12th April, 2013

Image for PCI Compliance – What every card-accepting merchant should know
Business

PCI Compliance – What every card-accepting merchant should know

By Rob Crutchington – Director of Encoded It is fair to say that most card-accepting merchants under...

9th April, 2013

Image for Operational Risk Enters the Spotlight
Banking

Operational Risk Enters the Spotlight

by Ken Hartlage, Head of Corporate Development at Information Mosaic “Operational risk is the common...

8th April, 2013