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CCL LAUNCHES ‘ONE-STOP-SHOP COMPLIANCE PLATFORM’ FOR REGULATED FIRMS

Published by Gbaf News

Posted on August 5, 2014

2 min read
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CCL Introduces Co-Comply Compliance Platform

CCL, the international GRC consultancy, has launched a unique compliance platform that combines continually updated compliance content with an automated delivery system.

Integrated Service for Regulated Firms

CCL Co-Comply is an integrated service that transforms policies and procedures into electronic forms and automated workflows. The platform is suited to all regulated firms including brokers, wealth managers, private equity firms, corporate finance firms, hedge funds and institutional asset managers. In just a few months CCL Co-Comply has already attracted 18 new clients, including independent AIFMD depositary provider INDOS Financial.

Client Testimonial: INDOS Experience

Bill Prew, CEO at INDOS: “As a regulated depositary, it was very important to put in place a robust workflow management system. We worked with CCL Co-Comply to implement a system tailored to our needs as well as enabling us to control our general regulatory compliance monitoring activities.”

Automated Oversight and Content Updates

The compliance platform automates processes and provides oversight for regulatory compliance obligations. Meanwhile, the integral content management system continually updates and manages all compliance policies and procedures.

“We are already using the platform to record the depositary activity being undertaken for over 25 hedge funds and are extremely pleased with the system,” adds Prew.

“The platform provides a one-stop-shop for compliance management within regulated firms,” says Ralph Lindeyer, founder and Chairman of CCL. “The launch of CCL Co-Comply is part of our long-term development programme, delivering a rounded portfolio of services that can be tailored to our clients’ individual needs.”

Key Takeaways

  • CCL has introduced Co‑Comply, a unified compliance platform combining automated workflows with continually updated regulatory content.
  • The platform transforms firms’ policies into electronic forms and workflows, streamlining process automation and oversight.
  • Within months of launch, Co‑Comply secured 18 clients—including INDOS Financial—for managing depositary activity across over 25 hedge funds.
  • INDOS Financial praises the tailored workflow management system and enhanced regulatory compliance monitoring.
  • CCL’s founder emphasizes Co‑Comply as a one‑stop‑shop solution, integral to their long‑term service development strategy.

Frequently Asked Questions

What is CCL Co‑Comply?
It is an integrated compliance platform that converts policies and procedures into electronic forms and automated workflows, combined with continually updated compliance content.
Who is this platform designed for?
Regulated firms such as brokers, wealth managers, private equity, corporate finance firms, hedge funds, and institutional asset managers.
Who are some early adopters?
INDOS Financial, an independent AIFMD depositary provider, is among the initial clients implementing the system.
What benefits does Co‑Comply offer?
It automates compliance processes, provides oversight, supports regulatory monitoring, and adapts to client‑specific needs.
Why did CCL launch Co‑Comply?
As part of their long‑term development program, to deliver a tailored, comprehensive suite of services for regulated firms.

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