eLearningClasses.com
Editorial & Advertiser Disclosure Global Banking And Finance Review is an independent publisher which offers News, information, Analysis, Opinion, Press Releases, Reviews, Research reports covering various economies, industries, products, services and companies. The content available on globalbankingandfinance.com is sourced by a mixture of different methods which is not limited to content produced and supplied by various staff writers, journalists, freelancers, individuals, organizations, companies, PR agencies Sponsored Posts etc. The information available on this website is purely for educational and informational purposes only. We cannot guarantee the accuracy or applicability of any of the information provided at globalbankingandfinance.com with respect to your individual or personal circumstances. Please seek professional advice from a qualified professional before making any financial decisions. Globalbankingandfinance.com also links to various third party websites and we cannot guarantee the accuracy or applicability of the information provided by third party websites. Links from various articles on our site to third party websites are a mixture of non-sponsored links and sponsored links. Only a very small fraction of the links which point to external websites are affiliate links. Some of the links which you may click on our website may link to various products and services from our partners who may compensate us if you buy a service or product or fill a form or install an app. This will not incur additional cost to you. A very few articles on our website are sponsored posts or paid advertorials. These are marked as sponsored posts at the bottom of each post. For avoidance of any doubts and to make it easier for you to differentiate sponsored or non-sponsored articles or links, you may consider all articles on our site or all links to external websites as sponsored . Please note that some of the services or products which we talk about carry a high level of risk and may not be suitable for everyone. These may be complex services or products and we request the readers to consider this purely from an educational standpoint. The information provided on this website is general in nature. Global Banking & Finance Review expressly disclaims any liability without any limitation which may arise directly or indirectly from the use of such information.

CCL LAUNCHES ‘ONE-STOP-SHOP COMPLIANCE PLATFORM’ FOR REGULATED FIRMS 

CCL, the international GRC consultancy, has launched a unique compliance platform that combines continually updated compliance content with an automated delivery system.

CCL Co-Comply is an integrated service that transforms policies and procedures into electronic forms and automated workflows. The platform is suited to all regulated firms including brokers, wealth managers, private equity firms, corporate finance firms, hedge funds and institutional asset managers. In just a few months CCL Co-Comply has already attracted 18 new clients, including independent AIFMD depositary provider INDOS Financial.

Bill Prew, CEO at INDOS: “As a regulated depositary, it was very important to put in place a robust workflow management system. We worked with CCL Co-Comply to implement a system tailored to our needs as well as enabling us to control our general regulatory compliance monitoring activities.”

The compliance platform automates processes and provides oversight for regulatory compliance obligations. Meanwhile, the integral content management system continually updates and manages all compliance policies and procedures.

“We are already using the platform to record the depositary activity being undertaken for over 25 hedge funds and are extremely pleased with the system,” adds Prew.

“The platform provides a one-stop-shop for compliance management within regulated firms,” says Ralph Lindeyer, founder and Chairman of CCL. “The launch of CCL Co-Comply is part of our long-term development programme, delivering a rounded portfolio of services that can be tailored to our clients’ individual needs.”