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Global Banking and Finance Review

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    Global Banking & Finance Review® is a leading financial portal and online magazine offering News, Analysis, Opinion, Reviews, Interviews & Videos from the world of Banking, Finance, Business, Trading, Technology, Investing, Brokerage, Foreign Exchange, Tax & Legal, Islamic Finance, Asset & Wealth Management.
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    Editorial & Advertiser disclosure

    Global Banking and Finance Review is an online platform offering news, analysis, and opinion on the latest trends, developments, and innovations in the banking and finance industry worldwide. The platform covers a diverse range of topics, including banking, insurance, investment, wealth management, fintech, and regulatory issues. The website publishes news, press releases, opinion and advertorials on various financial organizations, products and services which are commissioned from various Companies, Organizations, PR agencies, Bloggers etc. These commissioned articles are commercial in nature. This is not to be considered as financial advice and should be considered only for information purposes. It does not reflect the views or opinion of our website and is not to be considered an endorsement or a recommendation. We cannot guarantee the accuracy or applicability of any information provided with respect to your individual or personal circumstances. Please seek Professional advice from a qualified professional before making any financial decisions. We link to various third-party websites, affiliate sales networks, and to our advertising partners websites. When you view or click on certain links available on our articles, our partners may compensate us for displaying the content to you or make a purchase or fill a form. This will not incur any additional charges to you. To make things simpler for you to identity or distinguish advertised or sponsored articles or links, you may consider all articles or links hosted on our site as a commercial article placement. We will not be responsible for any loss you may suffer as a result of any omission or inaccuracy on the website.

    Top Stories

    Posted By Gbaf News

    Posted on July 19, 2016

    Featured image for article about Top Stories

    On June 28, the U.S. Securities and Exchange Commission (“SEC”) proposed a new rule requiring registered investment advisers (“RIAs”) to adopt and implement a written business continuity and transition plan, further augmenting vital regulatory safeguards. Alphaserve, the trusted IT advisor to many of the world’s largest hedge funds, responded with comprehensive Advisory Services enabling all asset management firms to comply by providing Business Continuity Plans, Disaster Recovery and Security Advisory Services.

    “Regulators continue to increase the requirements for RIAs to have and regularly update their tools, policies, procedures, audits and documentation in order to minimize operational risks and protect their investors. The SEC’s proposed rule is extensive and clearly illustrates the critical issues Alphaserve solves for our clients every day. Alphaserve’s Advisory Services provide BCP, DR and Security Advisory Services that address all policies and procedures adopted by the SEC’s Rule proposal, and allows firms to be prepared for future requirements from the SEC and other regulatory agencies,” said Arup Das, CEO of Alphaserve Technologies.

    Alphaserve understands the importance of transparency and operational risk management and frequently identifies issues with firms’ business continuity plans and inadequate or no oversight of third parties’ business continuity and disaster recovery plans. Alphaserve’s Advisory Services help firms of all types secure, maintain and recover business operations against disruptions and threats, thereby reducing recovery time even after any significant large-scale events.

    Alphaserve Security Advisory Services provides several solutions that support an adviser’s compliance with Rule 206(4)-7 and, to some extent, Rule 204-2. Relevant compliance support services include Technology Risk Assessment, Vendor Due Diligence and Documentation, including customized information security and incident response documentation and assistance in refining or drafting disaster recovery and business continuity plans.

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