Regulatory Compliance

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Top Stories

REGULATORS STILL STRUGGLING TO BALANCE PROTECTION WITH GROWTH, ACCORDING TO FINANCIAL SERVICE FIRMS

Nearly half of financial services professionals (49%) globally don’t believe that any regulator has...

13th December, 2013

Image for CMS ADVISES MASRAF AL RAYAN Q.S.C. ON ITS TAKEOVER BID FOR ISLAMIC BANK OF BRITAIN PLC
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CMS ADVISES MASRAF AL RAYAN Q.S.C. ON ITS TAKEOVER BID FOR ISLAMIC BANK OF BRITAIN PLC

CMS in London is advising Masraf Al Rayan Q.S.C. (“MAR”), one of the leading banks in Qatar and one...

3rd December, 2013

Image for PCI 3.0: WHAT THE STANDARD LACKS IS WHAT BUSINESSES SHOULD SECURE
Finance

PCI 3.0: WHAT THE STANDARD LACKS IS WHAT BUSINESSES SHOULD SECURE

By Michael Aminzade, Director of Delivery for EMEA & APAC at Trustwave On November 7, 2013, the...

3rd December, 2013

Image for AUTOREK UNCOVERS FAILINGS IN ASSET MANAGER’S FINANCIAL CONTROLS
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AUTOREK UNCOVERS FAILINGS IN ASSET MANAGER’S FINANCIAL CONTROLS

Survey reveals asymmetry between the confidence that asset managers have, and the internal resourced...

2nd December, 2013

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A BUSINESS CASE OVERVIEW FOR THE INVESTMENT BOOK OF RECORDS

Rich Adams, Director, Product Management, Investment Services, Fiserv Historically, asset management...

28th November, 2013

Image for CLIVE PEDDER APPOINTED MANAGING DIRECTOR EMEA FOR WOLTERS KLUWER FINANCIAL SERVICES’ FINANCE, RISK & COMPLIANCE BUSINESS
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CLIVE PEDDER APPOINTED MANAGING DIRECTOR EMEA FOR WOLTERS KLUWER FINANCIAL SERVICES’ FINANCE, RISK & COMPLIANCE BUSINESS

Wolters Kluwer Financial Services announced today that it has appointed Clive Pedder as managing dir...

15th November, 2013

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Trading

EMIR COMPLIANCE – IS 90 DAYS ENOUGH?

Steven Ferrigno, Managing Director EMEA for Allegro Development Corporation, comments on Monday’s an...

15th November, 2013

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Business

NEW YOUGOV RESEARCH: MORE THAN 8 IN 10 UK COMPANIES PRINT DOCUMENTS JUST TO GET THEM SIGNED

ARX commissioned survey in conjunction with World Pahttps://www.globalbankingandfinance.com/adobe-si...

29th October, 2013

Image for ARIEL SECURES GRANT TO DEVELOP FIRST BACK-TO-BACK-TO-BACK CAPABILITY IN DISTRIBUTED TRADING
Trading

ARIEL SECURES GRANT TO DEVELOP FIRST BACK-TO-BACK-TO-BACK CAPABILITY IN DISTRIBUTED TRADING

Financial trading software provider, Ariel Communications today announced it has been granted a £238...

28th October, 2013

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Banking

APPEAL COURT BACKS BANK IN MIS-SELLING CLAIM

Issued on behalf of Rosling King LLP The Court of Appeal has sided with the bank in the Green and Ro...

14th October, 2013

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Business

MANAGED TECHNOLOGY FOR THE GLOBAL LEGAL PROFESSION

COMPANY NAME: Epiq Systems NATURE OF BUSINESS: Epiq Systems is a leading global provider of managed...

11th September, 2013

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iMeta Adds KYC Capability to its Assassin Offering

iMeta Technologies Ltd., a leader in Client Data Management technology for financial organisations,...

23rd August, 2013