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Regulation

Latest articles

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Banking

CULTURE IN BANKING, THE KEY TO INDUSTRY RECOVERY?

Jonny Westcar, MD London, Brand Union The banking sector is walking on thin ice. Recent revelations...

25th February, 2015

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Finance

CONFLICTING MOTIVES, STRATEGIES AND OUTCOMES IN MERGER AND ACQUISITION ACTIVITY

By Professor Peter Williamson, Academic Programme Director of the Advanced Leadership Programme at C...

21st February, 2015

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Top Stories

MORGAN MCKINLEY LONDON EMPLOYMENT MONITOR: 10 YEAR EDITION

The decade from 2005 has been witness to unprecedented change in banking and financial services. How...

19th February, 2015

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Finance

CATALYST RE-ENGINEERS COMPRESSION TO SAVE HEDGE FUNDS $MLNS THROUGH OTC IRS PORTFOLIO OPTIMISATION

London-based Catalyst Development Ltd, market leaders in clearing, risk and regulation, have issued...

19th February, 2015

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Finance

NEW EU REGULATIONS FOR ONLINE PAYMENTS: WHY PSPS SHOULD CONSIDER SMS-BASED TWO FACTOR AUTHENTICATION

By Thorsten Trapp, CTO and co-founder, tyntec Concerned about the increase in internet fraud related...

13th February, 2015

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Business

WHY ADVICE QUALITY MONITORING METHODS ARE NO LONGER SUFFICIENT

Thorough monitoring of the quality and suitability of advice should be at the forefront of firms’ ob...

12th February, 2015

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Banking

A POWER SHIFT IN THE BANKING SECTOR? A CASE OF WATCH THIS SPACE…

Having earned their place as part of the UK’s lending landscape, so-called challenger banks are havi...

12th February, 2015

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Top Stories

INSTINCT STUDIOS LAUNCHES FUND EXPLORER TO IMPROVE INVESTMENT TRANSPARENCY AND CUSTOMERS’ FINANCIAL DECISION-MAKING

~ Interactive platform offers a new industry standard for the provision of investment information ~...

11th February, 2015

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Top Stories

ARGENTINA RANKED MOST COMPLEX PLACE TO DO BUSINESS IN THE WORLD

UK and Ireland ranked amongst the least complex Whistleblowing and Cyber Security top the compliance...

7th February, 2015

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Finance

OVERVIEW OF T&C IN 2014

By Neil Herbert, Director, HRComply Another year is past and before the retail financial services se...

3rd February, 2015

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Interviews

ANALYZE THE IMPACT OF VOLCKER ON NON-US AND SMALLER BANKS

Interview with William Meehan, Executive Director, Capital Markets Trading Compliance at CIBC The Vo...

31st January, 2015

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Business

A TIME OF PAYMENT MARKET CHANGE DOES NOT AUTOMATICALLY SIGNAL MARKET DECLINE

According to Sopra Banking’s Amanda Hartshorne, a single, open, secure and innovative European marke...

28th January, 2015