Regulation

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Trading

MOBILE MIND SHIFT – Trading by mobile and staying compliant

By Steve Haworth, CEO of TeleWare As mobile phones become an increasingly important tool in trading,...

14th October, 2013

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Top Stories

What CFOs Don’t Know: Top Cloud Myths

Businesses have embraced cloud technology for everything from human resources to customer relationsh...

14th October, 2013

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Technology

BYON AND THE DILEMMA FOR FINANCIAL FIRMS

By Richard Bible, F5 Security Solution Architect EMEA As the tide of consumer devices continues to w...

10th October, 2013

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Finance

INDUSTRY REMAINS IN THE DARK ON PARTS OF DODD-FRANK BUT INITIAL STEPS CAN BE TAKEN TO ENSURE COMPLIANCE

By Lisa Iagatta, Director Account Management, Investment Services, Fiserv Over three years have now...

10th October, 2013

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Business

BIG CORPORATES STILL TOO COMPLACENT ABOUT THEIR LEVELS OF RISK

By Shyam Moorjani,  Director of MorganFranklin Consulting in London. Risk: the most annoying and mis...

9th October, 2013

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Finance

COMMON REPORTING AND FINANCIAL REPORTING TOPS LIST OF MOST CHALLENGING REGULATIONS, ACCORDING TO AUTOREK RESEARCH

A quarter of executives list financial and common reporting as their biggest headache, closely follo...

7th October, 2013

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Business

ENTITY-BASED REGULATION MEANS STORMY WEATHER AHEAD FOR LAW FIRMS

By Steve Carter,Head of Professional Practices Group North, Baker Tilly One of the radical changes i...

5th October, 2013

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Top Stories

CFTC APPROVES TULLETT PREBON’S SWAP EXECUTION FACILITY

Tullett Prebon plc, one of the world’s leading interdealer brokers, today announces that the Commodi...

5th October, 2013

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Top Stories

ADVISERS STILL FAILING TO EMBRACE TECHNOLOGY WILL BE ‘LEFT BEHIND’

Many financial advisers are still relying on paper-based systems, despite the demands of the retail...

30th September, 2013

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Business

ASSESSING THE REAL COST OF COMPLIANCE

The implications of regulatory change for the wealth management industry may be far-reaching and cou...

27th September, 2013

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Top Stories

SENTRONEX SECURES NEW DISASTER RECOVERY FACILITY IN CANARY WHARF

Sentronex today announces the expansion of its Disaster Recovery (DR) service offering through the a...

23rd September, 2013

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Banking

DIGITISATION AND ANALYTICS: BANKS MUST LEARN QUICKLY TO STAY AHEAD OF NEW COMPETITORS

Peter Fawcett, Head of Retail and Commercial Banking, Tata Consultancy Services, discusses how effec...

23rd September, 2013