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Regulation

Latest articles

Image for A SCANDAL WITH NO EQUAL: BANKING IN THE AFTERMATH OF PPI
Banking

A SCANDAL WITH NO EQUAL: BANKING IN THE AFTERMATH OF PPI

Banks are still seeing the fallout from the PPI scandal, despite the years that have passed since it...

7th April, 2015

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Top Stories

PENSIONS, TIMES ARE CHANGING

Landscape The changes to pension regulations which allow those who are not in a defined benefit (DB)...

25th March, 2015

Image for FIVE KEY ELEMENTS WILL DRIVE THE GROWTH OF SUSTAINABLE TRADE, SAYS NEW COMMERZBANK REPORT
Trading

FIVE KEY ELEMENTS WILL DRIVE THE GROWTH OF SUSTAINABLE TRADE, SAYS NEW COMMERZBANK REPORT

Report, titled “Five drivers of sustainable trade: understanding the magnitude of change”, suggests...

25th March, 2015

Image for JAYWING APPOINTED BY PRINCIPALITY FOR STRESS TESTING ENGAGEMENT
Top Stories

JAYWING APPOINTED BY PRINCIPALITY FOR STRESS TESTING ENGAGEMENT

Principality has appointed Jaywing to assist its stress testing programme and support the building s...

20th March, 2015

Image for OSBORNE’S ANNUITY FREEDOMS HERALD BOOM TIME FOR SCAMMERS
Top Stories

OSBORNE’S ANNUITY FREEDOMS HERALD BOOM TIME FOR SCAMMERS

Nigel Green, the founder and chief executive of deVere Group, one of the world’s largest independent...

20th March, 2015

Image for THE THEORY OF EVERYTHING – AND TCA
Top Stories

THE THEORY OF EVERYTHING – AND TCA

By Michael Sparkes, Director of Analytical Products and Research at execution broker ITG The current...

14th March, 2015

Image for THE NET INTEREST INCOME CONUNDRUM: SURVIVE OR THRIVE
Investing

THE NET INTEREST INCOME CONUNDRUM: SURVIVE OR THRIVE

By Ewen Fleming, Partner, Financial Services Advisory (Banking), Grant Thornton UK LLP. What can ban...

13th March, 2015

Image for OPENGAMMA PARTNERING WITH DERIVATIVES INDUSTRY ON OPEN SOURCE SOLUTION FOR BILATERAL MARGINING
Top Stories

OPENGAMMA PARTNERING WITH DERIVATIVES INDUSTRY ON OPEN SOURCE SOLUTION FOR BILATERAL MARGINING

OpenGamma, a leading provider of OTC market structure solutions, is working with dealers and other O...

13th March, 2015

Image for HEADS ON THE BLOCK: PERSONAL ACCOUNTABILITY IN THE NEW REGULATORY REGIME
Finance

HEADS ON THE BLOCK: PERSONAL ACCOUNTABILITY IN THE NEW REGULATORY REGIME

By Elly Proudlock, WilmerHale Tracey McDermott, former director of enforcement and financial crime a...

5th March, 2015

Image for BUILDING AN AGILE FINANCIAL SERVICES ENVIRONMENT
Finance

BUILDING AN AGILE FINANCIAL SERVICES ENVIRONMENT

As many more tech companies begin offering bank-like services, Martin Cooper, Technical Director of...

3rd March, 2015

Image for SPONSOR-BACKED  PUBLIC COMPANY TAKEOVERS: REFORM OF THE UK TAKEOVER CODE RULES ON THE REGULATION OF POST OFFER UNDERTAKING AND INTENTION STATEMENTS
Business

SPONSOR-BACKED  PUBLIC COMPANY TAKEOVERS: REFORM OF THE UK TAKEOVER CODE RULES ON THE REGULATION OF POST OFFER UNDERTAKING AND INTENTION STATEMENTS

By Stephen Walters, partner in the London Business & Finance practice of global law firm, Morgan...

27th February, 2015

Image for MAKE A COMPLAINT TO THE COMPETITION & MARKETS AUTHORITY (CMA)
Business

MAKE A COMPLAINT TO THE COMPETITION & MARKETS AUTHORITY (CMA)

With regulators weighing in on the UK’s banking and energy industries, and quasi-monopolies in the p...

25th February, 2015