Top Stories
COMPLIANCE SPECIALIST CCL MOVES TO BANK
CCL, the international governance, risk and compliance consultancy announced its move to larger offi...
17th February, 2015
compliance
Latest articles
Top Stories
SECURING FINANCIAL DATA IN AN EVER-EVOLVING CYBER WORLD
By Mark Edge, Country Manager UK & VP Sales, Brainloop January 2015 In early 2014, Barclays Bank...
13th February, 2015
Business
WHY ADVICE QUALITY MONITORING METHODS ARE NO LONGER SUFFICIENT
Thorough monitoring of the quality and suitability of advice should be at the forefront of firms’ ob...
12th February, 2015
Top Stories
ARGENTINA RANKED MOST COMPLEX PLACE TO DO BUSINESS IN THE WORLD
UK and Ireland ranked amongst the least complex Whistleblowing and Cyber Security top the compliance...
7th February, 2015
Top Stories
OPTOMANY ACHEIVES PCI DSS V3 CERTIFICATION TO ENSURE PAYMENT CHAIN IS SECURE
Leading Payment Acceptance Solution Provider, Optomany Ltd, has reaffirmed its commitment to the lat...
6th February, 2015
Top Stories
LEGAL ADMISSIBILITY STANDARD FOR ELECTRONIC INFORMATION IS REVISED
BSI, the business standards company has recently revised thestandard which helps organizations manag...
4th February, 2015
Finance
OVERVIEW OF T&C IN 2014
By Neil Herbert, Director, HRComply Another year is past and before the retail financial services se...
3rd February, 2015
Top Stories
ASSET MANAGERS WITH INSURANCE MANDATES ‘LULLED INTO FALSE SENSE OF SECURITY’, SAYS CITISOFT
Citisoft, a leading global investment management consulting firm, has launched a facility for asset...
3rd February, 2015
Interviews
ANALYZE THE IMPACT OF VOLCKER ON NON-US AND SMALLER BANKS
Interview with William Meehan, Executive Director, Capital Markets Trading Compliance at CIBC The Vo...
31st January, 2015
Finance
CREATING A TRICKLE-DOWN COMPLIANCE CULTURE
In 2014, the Financial Conduct Authority (FCA) fined companies a total of £1,471,431,800 for complia...
28th January, 2015
Top Stories
ARENT FOX EXPANDS WHITE COLLAR & INVESTIGATIONS PRACTICE IN NEW YORK WITH RETURN OF PARTNER M. SCOTT PEELER
Arent Fox LLP announced that M. Scott Peeler, an experienced litigation and compliance lawyer, has r...
24th January, 2015
Finance
WHICH AREAS OF FINANCIAL SERVICES COULD SUFFER FROM SKILL SHORTAGES IN 2015?
There is no doubt that the financial services arena continues to evolve and as a result of this chan...
21st January, 2015