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PROTIVITI UK APPOINTS SUSAN BROWNLIE AS DIRECTOR IN ITS FINANCIAL SERVICES REGULATORY PRACTICE

Published by Gbaf News

Posted on April 3, 2014

2 min read

· Last updated: June 5, 2020

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Susan Brownlie Joins Protiviti UK

Protiviti UK, the business consulting and internal audit firm, has appointed Susan Brownlie as a Director within its Financial Services Industry Regulatory Practice.  Based in London, Susan will be responsible for the development and continued growth of the firm’s significant financial services regulatory practice.  She will report to Bernadine Reese, Head of Risk and Compliance.

Extensive Financial Services Experience

Susan brings considerable experience from both an advisory and industry participant perspective.  Over the past 10 years she has held a variety of senior compliance roles at the Royal Bank of Scotland and HSBC: most recently she was Head of Regulatory Projects at HSBC Bank plc with responsibility for managing a range of projects across the UK and Europe.  At Royal Bank of Scotland she spent several years as Head of Group Regulatory Advice and Liaison.

Career Background at KPMG and Beyond

Previously, she was a Partner (formerly Director) in KPMG’s Regulatory Services Practice having spent 12 years with the firm.

Susan Brownlie

Susan Brownlie

Expertise in Key Regulatory Areas

Susan has particular expertise in a number of high-profile regulatory issues including conduct risk, the Remuneration Code, compliance monitoring, the application of operational risk processes to compliance departments and the management of regulatory relationships.  She has for many years had a special interest in the FCA’s, and former regulators’, client asset (CASS) rules.

Executive Perspectives on the Appointment

Andrew Clinton, Executive Vice President of International Operations, Protiviti, said: “We are delighted to welcome Susan to the team at Protiviti UK. She brings enormous experience and understanding with regards to the regulation of the financial services industry and I’m very confident she will play a major role in driving the firm’s continued expansion within this area.  Protiviti is a trusted partner by an increasing number of stakeholders and clients and the appointment of Susan adds further momentum to our capabilities.”

Key Takeaways

  • Protiviti UK has appointed Susan Brownlie as Director in its Financial Services Regulatory Practice.
  • Brownlie will be based in London and report to Bernadine Reese, Head of Risk and Compliance.
  • She brings over a decade of senior compliance experience from HSBC and RBS, plus 12 years at KPMG.
  • Her expertise includes conduct risk, Remuneration Code, compliance monitoring, operational risk in compliance, and FCA CASS rules.
  • Her appointment is expected to support Protiviti’s growth in financial services regulatory consulting.

References

Frequently Asked Questions

Who is Susan Brownlie?
Susan Brownlie is the newly appointed Director in Protiviti UK’s Financial Services Regulatory Practice, based in London.
What experience does she bring?
She has held senior compliance roles at HSBC (including Head of Regulatory Projects), Royal Bank of Scotland, and was a Partner in KPMG’s Regulatory Services Practice.
What areas of regulatory expertise does she have?
Her expertise spans conduct risk, the Remuneration Code, compliance monitoring, operational risk applied to compliance, regulatory relationships, and FCA CASS rules.
Who will she report to at Protiviti UK?
She will report to Bernadine Reese, Head of Risk and Compliance in the Financial Services Industry Regulatory Practice.
What does her appointment mean for Protiviti UK?
Her addition is expected to bolster Protiviti UK’s growth and capabilities in financial services regulatory consulting.

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