operational-risk

Image for Why I-9 Verification Matters for Financial Institutions: Building a Culture of Compliance and TrustTop Stories

Why I-9 Verification Matters for Financial Institutions: Building a Culture of Compliance and Trust

Image for UK regulator proposes exempting crypto firms from 'integrity' and other rulesHeadlines

UK regulator proposes exempting crypto firms from 'integrity' and other rules

Image for Bourse operator ASX takes action for trading software’s operational reliabilityTop Stories

Bourse operator ASX takes action for trading software’s operational reliability

Image for Beware the invisible enemyTechnology

Beware the invisible enemy

Image for Tackling Operational Risk: A Crucial Step in an Effective Risk Management Process

Tackling Operational Risk: A Crucial Step in an Effective Risk Management Process

Date: July 8, 2022

By Karl Viertel Until recently, many financial services institutions may have viewed operational risk as a “side project” compared to market and credit risks these organizations manage on a daily basis. The rise of new types of operational risk, the increased reliance on a more complex supply chain of vendors and the velocity of threats...

Image for In a Crisis, Risk Culture Eats Operational Risk Management for Breakfast, Lunch and Dinner

In a Crisis, Risk Culture Eats Operational Risk Management for Breakfast, Lunch and Dinner

Date: May 16, 2022

By Dr Simon Ashby, Professor of Financial Services at Vlerick Business School and Author of Fundamentals of Operational Risk Management The renowned management scholar Peter Drucker once said that “culture eats strategy for breakfast”. He meant that organisational culture influenced human factors like employee attitudes, beliefs, and behaviours, matter more than a clever strategy when...

Image for Securities lending 2.0: bringing the sharing economy to capital markets

Securities lending 2.0: bringing the sharing economy to capital markets

Date: May 23, 2019

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