Headlines
US SEC closes investigation of Swedbank
Published by Global Banking and Finance Review
Posted on September 6, 2025
1 min readLast updated: January 22, 2026
Quick Summary
The SEC has concluded its investigation into Swedbank without enforcement action, ending the probe into the bank's historical disclosures initiated in 2019.
Swedbank's SEC Investigation Concludes Without Enforcement Action
Closure of SEC Investigation
(Reuters) -Swedbank on Saturday said that the U.S Securities and Exchange Commission (SEC) has closed its investigation into the bank without enforcement.
Background of the Investigation
The investigation was initiated in 2019 and concerned Swedbank's historic disclosures of information, the company said.
Implications for Swedbank
(Reporting by Harshita Meenaktshi in Bengaluru; Editing by Alexandra Hudson)
Key Takeaways
- •The SEC has closed its investigation into Swedbank.
- •No enforcement action was taken against Swedbank.
- •The investigation began in 2019.
- •The probe focused on Swedbank's historical disclosures.
- •Swedbank announced the closure on Saturday.
Frequently Asked Questions about US SEC closes investigation of Swedbank
1What is a financial investigation?
A financial investigation involves examining financial records and transactions to uncover potential fraud, misconduct, or violations of financial regulations.
2What are historic disclosures?
Historic disclosures refer to the past financial statements and reports that a company is required to make public, detailing its financial performance and operations.
3What is compliance in finance?
Compliance in finance refers to the processes and regulations that financial institutions must follow to adhere to laws and standards set by regulatory bodies.
