Leonteq ordered to disgorge 9.3 million francs in profit by Swiss regulator
Published by Global Banking & Finance Review®
Posted on December 12, 2024
1 min readLast updated: January 27, 2026

Published by Global Banking & Finance Review®
Posted on December 12, 2024
1 min readLast updated: January 27, 2026

Leonteq must return 9.3M francs after FINMA finds risk management breaches. Compliance measures will be monitored by an audit mandatary.
(Reuters) - Leonteq has been ordered to disgorge profits worth 9.3 million Swiss francs ($10.52 million), Switzerland's financial regulator said on Thursday, following a probe that found the investment services provider breached risk management obligations.
The regulator, FINMA, said it would appoint an audit mandatary to monitor the correct implementation of measures imposed to ensure compliance with the law is restored.
The decision is not yet legally binding, according to a statement from the agency.
($1 = 0.8838 Swiss francs)
(Reporting by Rachel More; Editing by Dave Graham)
The main topic is the Swiss regulator FINMA ordering Leonteq to disgorge 9.3 million francs due to risk management breaches.
What measures will be taken? An audit mandatary will monitor the implementation of compliance measures.
Is the decision final? No, the decision is not yet legally binding.
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